RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• E• M•••••
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Louisville, Ky
- P•••• S••••••••• L•• no RAUMJun 26, 2023 to Nov 14, 2024 · Louisville, Ky
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 3, 2017 to Jun 28, 2023 · Southfield, Mi
- R•••••• F•••••••• N•••••• independent RIAApr 28, 2015 to May 22, 2017 · Southfield, Mi
- C••••••• S••••••••• I••• BD affiliatedJan 5, 2011 to Apr 15, 2015 · Southfield, Mi
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Dec 21, 2010 · Grosse Pte Frm, Mi
- N•••••• I••••••••• I••• unclassifiedNov 6, 2006 to Nov 13, 2009 · Canton, Mi
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••left Jun 28, 2023, registered Jun 26, 2023 (-2 days) · Affiliated broker-dealer or bank to another
- R•••••• F•••••••• N•••••• to M•• I•••••••• S•••••••• L••left May 22, 2017, registered Jul 3, 2017 (42 days) · Other
- C••••••• S••••••••• I••• to R•••••• F•••••••• N••••••left Apr 15, 2015, registered Apr 28, 2015 (13 days) · Other
- P•• W••••• M••••••••• to C••••••• S••••••••• I•••left Dec 21, 2010, registered Jan 5, 2011 (15 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- M•••••• E• M••••• left M•• I•••••••• S•••••••• L•• for P•••• S••••••••• L•• (registered 2023-06-26)Jun 28, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address