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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

BUSHIDO CAPITAL PARTNERS LLC

CRD 146340

WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c3e7ef7-5d5d-6fe9-7cb1-eb4a82aeaa89

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 29, 2018
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $28.7MItem 5.F on the latest filing (2018-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $28.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $28.7Mgross asset value as reported per fund; never fund size
Custody, client assets: $28.7M
SEC number: 801-68814
CRD: 146340
Filings on the tape: 11
First filed: Mar 30, 2012
Latest filed: Mar 29, 2018
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BEATSON, JOHN, HERBERT	MANAGING PARTNER	C	yes	01/2008	Mar 30, 2012	Mar 29, 2018
COLT, CARMEN, LYNNE	CHIEF COMPLIANCE OFFICER	Na	yes	06/2015	Mar 30, 2016	Mar 29, 2018
NIEMCZEWSKI, CHRISTOPHER, MARTIN	Member	C	yes	01/2008	Mar 30, 2012	Mar 29, 2018
HOFFMANN, ELISE, JORDAN	Member	B	no	01/2008	Mar 30, 2012	Mar 29, 2018
MILLER, CAROLYN, SUE	Member	B	no	01/2008	Mar 30, 2012	Mar 29, 2018
STOTT, WILLIAM, GILMORE	Member	Na	no	01/2008	Mar 30, 2012	Mar 29, 2018
VINICK, MELISSA	Member	A	no	01/2008	Mar 30, 2012	Mar 29, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MARSHFIELD ASSOCIATES, INC.	n/a	Independent wealth	$8.1B	N	yes	n/a
YOGI ADVISORS, LLC	n/a	Former SEC adviser	$4.4M	N	yes	n/a
FIELDS END CAPITAL LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018	$28.7M	$28.7M	14	8	1	1	$28.7M
2016	Mar 31, 2017	$21.8M	$21.8M	13	8	n/a	1	$21.8M
2015	Mar 30, 2016	$27.7M	$27.7M	12	8	n/a	1	$19.5M
2014	Mar 31, 2015	$25.2M	$25.2M	12	8	n/a	1	$16.1M
2013	Mar 31, 2014	$18.2M	$18.2M	10	7	n/a	1	$13.2M
2012	Mar 27, 2013	$10.3M	$10.3M	12	6	n/a	1	$8.4M
2011	Mar 30, 2012	$8.7M	$8.7M	n/a	n/a	n/a	1	$8.7M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$28.7M	$21.8M	31.6%	$25.2M	4.4%	14	13	1	n/a

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
YOGI ADVISORS, LLC	2	Dec 31, 2018	Oct 2, 2009	WASHINGTON, DC	Team lift out	Other	50.0%

Relationships

Affiliated with (3)

→ YOGI ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MARSHFIELD ASSOCIATESRegistered adviserother investment adviser, common control
factForm ADV
← YOGI ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← COLT, CARMEN, LYNNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV
← NIEMCZEWSKI, CHRISTOPHER, MARTINOwnerMEMBER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← BEATSON, JOHN, HERBERTOwnerMANAGING PARTNER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV

Owns (4)

← MILLER, CAROLYN, SUEOwnerMEMBER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← HOFFMANN, ELISE, JORDANOwnerMEMBER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← VINICK, MELISSAOwnerMEMBER, ownership code A, individual
Mar 30, 2012 to presentfactForm ADV
← STOTT, WILLIAM, GILMOREOwnerMEMBER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (5)

← CHRISTOPHER MARTIN NIEMCZEWSKIAdvisorregistration: previous registration
Oct 2, 2009 to Mar 29, 2019factForm ADV
← ELISE JORDAN HOFFMANNAdvisorregistration: previous registration
Sep 18, 2009 to Mar 29, 2019factForm ADV
← MELISSA VINICKAdvisorregistration: previous registration
Sep 18, 2009 to Mar 29, 2019factForm ADV
← WILLIAM GILMORE STOTTAdvisorregistration: previous registration
Oct 2, 2009 to Mar 29, 2019factForm ADV
← Richard Dee SeatonAdvisorregistration: previous registration
Jun 15, 2017 to Mar 29, 2019factForm ADV

Moved with (1)

← YOGI ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2018 to Oct 2, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c3e7ef7-5d5d-6fe9-7cb1-eb4a82aeaa89
First observed: Mar 30, 2012
Last observed: Mar 29, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BUSHIDO CAPITAL PARTNERS LLC

CRD 146340

WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c3e7ef7-5d5d-6fe9-7cb1-eb4a82aeaa89

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BEATSON, JOHN, HERBERT

MANAGING PARTNER

yes

01/2008

Mar 30, 2012

Mar 29, 2018

COLT, CARMEN, LYNNE

CHIEF COMPLIANCE OFFICER

yes

06/2015

Mar 30, 2016

Mar 29, 2018

NIEMCZEWSKI, CHRISTOPHER, MARTIN

Member

yes

01/2008

Mar 30, 2012

Mar 29, 2018

HOFFMANN, ELISE, JORDAN

Member

01/2008

Mar 30, 2012

Mar 29, 2018

MILLER, CAROLYN, SUE

Member

01/2008

Mar 30, 2012

Mar 29, 2018

STOTT, WILLIAM, GILMORE

Member

01/2008

Mar 30, 2012

Mar 29, 2018

VINICK, MELISSA

Member

01/2008

Mar 30, 2012

Mar 29, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MARSHFIELD ASSOCIATES, INC.

n/a

Independent wealth

$8.1B

yes

n/a

YOGI ADVISORS, LLC

n/a

Former SEC adviser

$4.4M

yes

n/a

FIELDS END CAPITAL LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 29, 2018

$28.7M

2016

Mar 31, 2017

$21.8M

n/a

$21.8M

2015

Mar 30, 2016

$27.7M

n/a

$19.5M

2014

Mar 31, 2015

$25.2M

n/a

$16.1M

2013

Mar 31, 2014

$18.2M

n/a

$13.2M

2012

Mar 27, 2013

$10.3M

n/a

$8.4M

2011

Mar 30, 2012

$8.7M

n/a

$8.7M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$28.7M

$21.8M

31.6%

$25.2M

4.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

YOGI ADVISORS, LLC

Dec 31, 2018

Oct 2, 2009

WASHINGTON, DC

Team lift out

Other

50.0%