DFX Intelligence

C••••••••• M••••• N•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

C••••••••• M••••• N•••••••••

Advisor at M••••••••• A•••••••••

WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a86ff4fa-18c3-27b0-c5fb-efb7819f6388

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 25, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• A•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 13, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• A•••••••••	Independent wealth	Sep 17, 2009	n/a	yes	WASHINGTON, DC	Current employment
B•••••• C•••••• P••••••• L••	Former SEC adviser	Oct 2, 2009	Mar 29, 2019	no	WASHINGTON, DC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• C•••••• P••••••• L••	n/a	Mar 29, 2019	n/a	n/a	Departure no registered destination	Departure
Y••• A•••••••• L••	B•••••• C•••••• P••••••• L••	Dec 31, 2018	Oct 2, 2009	-3,377

Team moves

••• Locked

Team	Left	Joined	From	Kind
137886:146340:DC:2018-12-31	Dec 31, 2018	Oct 2, 2009	WASHINGTON, DC	Firm change after gap

Relationships

Registered with (4)

→ M••••••••• A•••••••••Registered adviserregistration: current employment
Sep 17, 2009 to presentfactForm ADV
→ B•••••• C•••••• P••••••• L••Registered adviserregistration: previous registration
Oct 2, 2009 to Mar 29, 2019factForm ADV
→ Y••• A•••••••• L••Registered adviserregistration: previous registration
Sep 24, 2009 to Dec 31, 2018factForm ADV
→ M••••••••• A•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a86ff4fa-18c3-27b0-c5fb-efb7819f6388
First observed: Aug 25, 1993
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.