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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

MARSHFIELD ASSOCIATES

MARSHFIELD ASSOCIATES, INC., CRD 150614

WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e9db6a8-2248-3084-0540-4881289ef2a7

Data as of Jul 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 6
On other graphs: 0
Observed: Mar 30, 2012 to Jul 10, 2026
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.58 fund_share=0.16 institutional_share=0.25 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $8.1BItem 5.F on the latest filing (2026-07-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.1B
Private client RAUM: $4.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 58%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $812Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 27
Advisory employees: 13
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 5,000
Individual clients: 3,089
High net worth clients: 857
SEC number: 801-70275
CRD: 150614
Filings on the tape: 38
First filed: Mar 30, 2012
Latest filed: Jul 10, 2026
Organised: Corporation, DC

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHRISTOPHER MARTIN NIEMCZEWSKI	n/a	WASHINGTON, DC	17	33	3	no
ELISE JORDAN HOFFMANN	n/a	WASHINGTON, DC	17	30	3	no
MELISSA VINICK	n/a	WASHINGTON, DC	17	29	4	no
WILLIAM GILMORE STOTT	n/a	Northboro, MA \| WASHINGTON, DC	17	36	3	no
CHAD ANDREW GOLDBERG	n/a	WASHINGTON, DC	15	17	1	no
Richard Dee Seaton	n/a	WASHINGTON, DC	9	30	1	no
JUDITH GOLDEN BECKER	n/a	WASHINGTON, DC	6	19	n/a	no
Amie Nessa Perl	n/a	WASHINGTON, DC	2	15	n/a	no
ANDREW DALE CLARK	n/a	WASHINGTON, DC	2	12	1	no
Kathryn Ross Cotter	n/a	WASHINGTON, DC	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SMITH, JARRON, HAMPTON	CHIEF OPERATING OFFICER	Na	yes	09/2025	Jul 10, 2026	Jul 10, 2026
VINICK, MELISSA	PRINCIPAL OF THE CG REVOCABLE TRUST	B	yes	12/1997	Jul 10, 2026	Jul 10, 2026
WALKER, BRIAN, EDWARD	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	Na	yes	01/2022	Jul 10, 2026	Jul 10, 2026
GOLDBERG, CHAD, ANDREW	Principal	Na	yes	07/2012	Mar 27, 2013	Jul 18, 2024
HOFFMANN, ELISE, JORDAN	Principal	Na	yes	10/1996	Mar 30, 2012	Jul 18, 2024
HOFFMANN, ELISE, JORDAN	Trustee	E	yes	06/2014	Mar 30, 2012	Jul 18, 2024
NIEMCZEWSKI, CHRISTOPHER, MARTIN	Trustee	E	yes	06/2014	Mar 30, 2012	Jul 18, 2024
NIEMCZEWSKI, CHRISTOPHER, MARTIN	Principal	Na	yes	02/1993	Mar 30, 2012	Jul 18, 2024
BECKER, JUDITH, GOLDEN	Principal	Na	no	03/2023	Jul 10, 2026	Jul 10, 2026
BRINER, MATTHEW, NOAH	Principal	Na	no	03/2025	Jul 10, 2026	Jul 10, 2026
MILLER, CAROLYN, SUE	PRINCIPAL OF THE EH REVOCABLE TRUST	Na	no	10/1996	Jul 10, 2026	Jul 10, 2026
STOTT, WILLIAM, GILMORE	Principal	Na	no	02/1993	Jul 10, 2026	Jul 10, 2026
CHAD GOLDBERG REVOCABLE TRUST U/A DTD JANUARY 10, 2024	Shareholder	A	no	07/2024	Jul 18, 2024	Jul 18, 2024
CHRISTOPHER M. NIEMCZEWSKI REVOCABLE TRUST U/A DTD JUNE 6, 2014	Shareholder	D	no	06/2014	Mar 31, 2015	Jul 18, 2024
ELISE HOFFMANN REVOCABLE TRUST U/A DTD JUNE 6, 2014	Shareholder	B	no	06/2014	May 4, 2023	Jul 18, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$8.1B	$8.1B	27	13	0	n/a	n/a
2024	Mar 27, 2025	$7.5B	$7.5B	26	13	0	n/a	n/a
2023	Mar 29, 2024	$6.4B	$6.4B	24	12	0	n/a	n/a
2022	Mar 30, 2023	$4.4B	$4.4B	23	12	0	n/a	n/a
2021	Mar 28, 2022	$4.2B	$4.1B	21	10	0	n/a	n/a
2020	Mar 31, 2021	$3.6B	$3.6B	19	10	1	n/a	n/a
2019	Mar 31, 2020	$3.1B	$3.0B	19	9	1	n/a	n/a
2018	Apr 1, 2019	$2.3B	$2.3B	19	7	1	n/a	n/a
2017	Mar 29, 2018	$2.3B	$2.3B	20	10	1	n/a	n/a
2016	Mar 30, 2017	$1.9B	$1.9B	19	10	n/a	n/a	n/a
2015	Mar 30, 2016	$1.9B	$1.8B	19	10	n/a	n/a	n/a
2014	Mar 31, 2015	$1.9B	$1.9B	18	10	n/a	n/a	n/a
2013	Mar 31, 2014	$1.9B	$1.9B	18	10	n/a	n/a	n/a
2012	Mar 27, 2013	$1.6B	$1.6B	18	6	n/a	n/a	n/a
2011	Mar 30, 2012	$1.5B	$1.5B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$8.1B	$7.5B	8.3%	$4.4B	22.3%	27	26	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
YOGI ADVISORS, LLC	2	Dec 31, 2018	Sep 17, 2009	WASHINGTON, DC	Team lift out	Other	50.0%

Relationships

Registered with (11)

← Kathryn Ross CotterAdvisorregistration: current employment
Jan 23, 2025 to presentfactForm ADV
← ANDREW DALE CLARKAdvisorregistration: current employment
Jun 26, 2024 to presentfactForm ADV
← Amie Nessa PerlAdvisorregistration: current employment
May 30, 2024 to presentfactForm ADV
← JUDITH GOLDEN BECKERAdvisorregistration: current employment
Feb 3, 2020 to presentfactForm ADV
← Richard Dee SeatonAdvisorregistration: current employment
Jun 9, 2017 to presentfactForm ADV
← CHAD ANDREW GOLDBERGAdvisorregistration: current employment
Nov 30, 2010 to presentfactForm ADV
← WILLIAM GILMORE STOTTAdvisorregistration: current employment
Sep 18, 2009 to presentfactForm ADV
← CHRISTOPHER MARTIN NIEMCZEWSKIAdvisorregistration: current employment
Sep 17, 2009 to presentfactForm ADV
← ELISE JORDAN HOFFMANNAdvisorregistration: current employment
Sep 17, 2009 to presentfactForm ADV
← MELISSA VINICKAdvisorregistration: current employment
Sep 17, 2009 to presentfactForm ADV
← JOHN HERBERT BEATSONAdvisorregistration: previous registration
Sep 24, 2009 to Apr 24, 2019factForm ADV

Affiliated with (2)

← YOGI ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← BUSHIDO CAPITAL PARTNERS LLCRegistered adviserother investment adviser, common control
factForm ADV

Owns (6)

← MILLER, CAROLYN, SUEOwnerPRINCIPAL, ownership code NA, individual
Mar 30, 2012 to Jul 18, 2024factForm ADV
← STOTT, WILLIAM, GILMOREOwnerPRINCIPAL, ownership code NA, individual
Mar 30, 2012 to Jul 18, 2024factForm ADV
← BECKER, JUDITH, GOLDENOwnerPRINCIPAL, ownership code NA, individual
Mar 30, 2023 to Jul 18, 2024factForm ADV
← CHAD GOLDBERG REVOCABLE TRUST U/A DTD JANUARY 10, 2024OwnerSHAREHOLDER, ownership code A, domestic entity
Jul 18, 2024 to Jul 18, 2024factForm ADV
← CHRISTOPHER M. NIEMCZEWSKI REVOCABLE TRUST U/A DTD JUNE 6, 2014OwnerSHAREHOLDER, ownership code D, domestic entity
Mar 31, 2015 to Jul 18, 2024factForm ADV
← ELISE HOFFMANN REVOCABLE TRUST U/A DTD JUNE 6, 2014OwnerSHAREHOLDER, ownership code B, domestic entity
May 4, 2023 to Jul 18, 2024factForm ADV

Controls (5)

← NIEMCZEWSKI, CHRISTOPHER, MARTINOwnerTRUSTEE, ownership code E, individual
Mar 30, 2012 to Jul 18, 2024factForm ADV
← WALKER, BRIAN, EDWARDOwnerGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 11, 2022 to Jul 18, 2024factForm ADV
← HOFFMANN, ELISE, JORDANOwnerTRUSTEE, ownership code E, individual
Mar 30, 2012 to Jul 18, 2024factForm ADV
← VINICK, MELISSAOwnerPRINCIPAL, ownership code B, individual
Mar 30, 2012 to Jul 18, 2024factForm ADV
← GOLDBERG, CHAD, ANDREWOwnerPRINCIPAL, ownership code NA, individual
Mar 27, 2013 to Jul 18, 2024factForm ADV

Moved with (1)

← YOGI ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2018 to Sep 17, 2009factForm ADV

Dated events

Occurred
Mar 29, 2024
Regulatory AUM changed
Marshfield Associates reported RAUM $6.4B, up 44% from $4.4B (2023-05-04 to 2024-03-29)
Form ADVobserved 5 days ago
$2.0B
Occurred
Mar 29, 2024
Control person left
Kimberly Vinick (Principal) no longer on Schedule A of Marshfield Associates (listed 2023-05-04, absent 2024-03-29)
Form ADVobserved 5 days ago
Occurred
Jan 11, 2022
Control person left
Lynne Carmen Johnston (Chief Compliance Officer) no longer on Schedule A of Marshfield Associates (listed 2021-03-31, absent 2022-01-11)
Form ADVobserved 5 days ago
Occurred
Jan 11, 2022
Control person joined
Edward Brian Walker (General Counsel And Chief Compliance Officer) appeared on Schedule A of Marshfield Associates
Form ADVobserved 5 days ago
Occurred
Mar 31, 2020
Regulatory AUM changed
Marshfield Associates reported RAUM $3.1B, up 35% from $2.3B (2019-04-01 to 2020-03-31)
Form ADVobserved 5 days ago
$792M
Occurred
Mar 31, 2020
Control person joined
Nmn Kimberly Vinick (Principal) appeared on Schedule A of Marshfield Associates
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e9db6a8-2248-3084-0540-4881289ef2a7
First observed: Mar 30, 2012
Last observed: Jul 10, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARSHFIELD ASSOCIATES

MARSHFIELD ASSOCIATES, INC., CRD 150614

WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e9db6a8-2248-3084-0540-4881289ef2a7

Data as of Jul 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHRISTOPHER MARTIN NIEMCZEWSKI

n/a

WASHINGTON, DC

ELISE JORDAN HOFFMANN

n/a

WASHINGTON, DC

MELISSA VINICK

n/a

WASHINGTON, DC

WILLIAM GILMORE STOTT

n/a

Northboro, MA | WASHINGTON, DC

CHAD ANDREW GOLDBERG

n/a

WASHINGTON, DC

Richard Dee Seaton

n/a

WASHINGTON, DC

JUDITH GOLDEN BECKER

n/a

WASHINGTON, DC

n/a

Amie Nessa Perl

n/a

WASHINGTON, DC

n/a

ANDREW DALE CLARK

n/a

WASHINGTON, DC

Kathryn Ross Cotter

n/a

WASHINGTON, DC

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SMITH, JARRON, HAMPTON

CHIEF OPERATING OFFICER

yes

09/2025

Jul 10, 2026

VINICK, MELISSA

PRINCIPAL OF THE CG REVOCABLE TRUST

yes

12/1997

Jul 10, 2026

WALKER, BRIAN, EDWARD

GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER

yes

01/2022

Jul 10, 2026

GOLDBERG, CHAD, ANDREW

Principal

yes

07/2012

Mar 27, 2013

Jul 18, 2024

HOFFMANN, ELISE, JORDAN

Principal

yes

10/1996

Mar 30, 2012

Jul 18, 2024

HOFFMANN, ELISE, JORDAN

Trustee

yes

06/2014

Mar 30, 2012

Jul 18, 2024

NIEMCZEWSKI, CHRISTOPHER, MARTIN

Trustee

yes

06/2014

Mar 30, 2012

Jul 18, 2024

NIEMCZEWSKI, CHRISTOPHER, MARTIN

Principal

yes

02/1993

Mar 30, 2012

Jul 18, 2024

BECKER, JUDITH, GOLDEN

Principal

03/2023

Jul 10, 2026

BRINER, MATTHEW, NOAH

Principal

03/2025

Jul 10, 2026

MILLER, CAROLYN, SUE

PRINCIPAL OF THE EH REVOCABLE TRUST

10/1996

Jul 10, 2026

STOTT, WILLIAM, GILMORE

Principal

02/1993

Jul 10, 2026

CHAD GOLDBERG REVOCABLE TRUST U/A DTD JANUARY 10, 2024

Shareholder

07/2024

Jul 18, 2024

CHRISTOPHER M. NIEMCZEWSKI REVOCABLE TRUST U/A DTD JUNE 6, 2014

Shareholder

06/2014

Mar 31, 2015

Jul 18, 2024

ELISE HOFFMANN REVOCABLE TRUST U/A DTD JUNE 6, 2014

Shareholder

06/2014

May 4, 2023

Jul 18, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$8.1B

n/a

2024

Mar 27, 2025

$7.5B

n/a

2023

Mar 29, 2024

$6.4B

n/a

2022

Mar 30, 2023

$4.4B

n/a

2021

Mar 28, 2022

$4.2B

$4.1B

n/a

2020

Mar 31, 2021

$3.6B

n/a

2019

Mar 31, 2020

$3.1B

$3.0B

n/a

2018

Apr 1, 2019

$2.3B

n/a

2017

Mar 29, 2018

$2.3B

n/a

2016

Mar 30, 2017

$1.9B

n/a

2015

Mar 30, 2016

$1.9B

$1.8B

n/a

2014

Mar 31, 2015

$1.9B

n/a

2013

Mar 31, 2014

$1.9B

n/a

2012

Mar 27, 2013

$1.6B

n/a

2011

Mar 30, 2012

$1.5B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$8.1B

$7.5B

8.3%

$4.4B

22.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

YOGI ADVISORS, LLC

Dec 31, 2018

Sep 17, 2009

WASHINGTON, DC

Team lift out

Other

50.0%