DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

YOGI ADVISORS, LLC

CRD 137886

WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5df9536e-07b2-6680-857e-48c9d883687a

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 29, 2018
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.4MItem 5.F on the latest filing (2018-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $4.4Mgross asset value as reported per fund; never fund size
Custody, client assets: $4.4M
SEC number: 801-64875
CRD: 137886
Filings on the tape: 10
First filed: Mar 30, 2012
Latest filed: Mar 29, 2018
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MARSHFIELD URSA MINOR FUND, LP	Other Private Fund	$4.4M	Mar 29, 2018	28	Mar 30, 2012	reported	021-85644

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
NIEMCZEWSKI, CHRISTOPHER, MARTIN	Member	C	yes	10/2005	Mar 30, 2012	Mar 29, 2018
VINICK, MELISSA	Member	B	yes	10/2005	Mar 30, 2012	Mar 29, 2018
BEATSON, JOHN, HERBERT	Member	Na	no	01/2007	Mar 30, 2012	Mar 29, 2018
CAVENDISH, SARA, J	Member	B	no	10/2005	Mar 30, 2012	Mar 29, 2018
COLT, CARMEN, LYNNE	CHIEF COMPLIANCE OFFICER	Na	no	06/2015	Mar 30, 2016	Mar 29, 2018
HOFFMANN, ELISE, JORDAN	Member	B	no	10/2005	Mar 30, 2012	Mar 29, 2018
MILLER, CAROLYN, SUE	Member	B	no	10/2005	Mar 30, 2012	Mar 29, 2018
STOTT, WILLIAM, GILMORE	Member	A	no	10/2005	Mar 30, 2012	Mar 29, 2018
VINICK, KIMBERLY, NMN	DIRECTOR OF OPERATIONS	Na	no	07/2012	Mar 30, 2012	Mar 29, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MARSHFIELD ASSOCIATES, INC.	n/a	Independent wealth	$8.1B	N	yes	n/a
BUSHIDO CAPITAL PARTNERS LLC	n/a	Former SEC adviser	$28.7M	N	yes	n/a
CONSTELLATION PARTNERS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018	$4.4M	$4.4M	13	8	1	1	$4.4M
2016	Mar 31, 2017	$1.9M	$1.9M	13	8	n/a	1	$1.9M
2015	Mar 30, 2016	$2.0M	$2.0M	12	8	n/a	1	$2.0M
2014	Mar 31, 2015	$2.8M	$2.8M	11	8	n/a	1	$2.8M
2013	Mar 31, 2014	$2.3M	$2.3M	8	8	n/a	1	$2.3M
2012	Mar 27, 2013	$3.8M	$3.8M	10	4	n/a	1	$3.8M
2011	Mar 30, 2012	$4.3M	$4.3M	n/a	n/a	n/a	1	$4.3M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$4.4M	$1.9M	137.4%	$2.8M	16.6%	13	13	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BUSHIDO CAPITAL PARTNERS LLC	2	Dec 31, 2018	Oct 2, 2009	WASHINGTON, DC	Team lift out	Other	50.0%
MARSHFIELD ASSOCIATES	2	Dec 31, 2018	Sep 17, 2009	WASHINGTON, DC	Team lift out	Other	50.0%

Relationships

Affiliated with (3)

→ BUSHIDO CAPITAL PARTNERS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MARSHFIELD ASSOCIATESRegistered adviserother investment adviser, common control
factForm ADV
← BUSHIDO CAPITAL PARTNERS LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (1)

→ MARSHFIELD URSA MINOR FUND, LPPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV

Owns (7)

← COLT, CARMEN, LYNNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV
← MILLER, CAROLYN, SUEOwnerMEMBER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← HOFFMANN, ELISE, JORDANOwnerMEMBER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← BEATSON, JOHN, HERBERTOwnerMEMBER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← CAVENDISH, SARA, JOwnerMEMBER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← STOTT, WILLIAM, GILMOREOwnerMEMBER, ownership code A, individual
Mar 30, 2012 to presentfactForm ADV
← VINICK, KIMBERLY, NMNOwnerDIRECTOR OF OPERATIONS, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Controls (2)

← NIEMCZEWSKI, CHRISTOPHER, MARTINOwnerMEMBER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← VINICK, MELISSAOwnerMEMBER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (4)

← CHRISTOPHER MARTIN NIEMCZEWSKIAdvisorregistration: previous registration
Sep 24, 2009 to Dec 31, 2018factForm ADV
← ELISE JORDAN HOFFMANNAdvisorregistration: previous registration
Jul 23, 2009 to Dec 31, 2018factForm ADV
← MELISSA VINICKAdvisorregistration: previous registration
Jul 23, 2009 to Dec 31, 2018factForm ADV
← WILLIAM GILMORE STOTTAdvisorregistration: previous registration
Sep 24, 2009 to Dec 31, 2018factForm ADV

Moved with (2)

→ BUSHIDO CAPITAL PARTNERS LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2018 to Oct 2, 2009factForm ADV
→ MARSHFIELD ASSOCIATESRegistered adviser2 advisors, team lift out, same day
Dec 31, 2018 to Sep 17, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5df9536e-07b2-6680-857e-48c9d883687a
First observed: Mar 30, 2012
Last observed: Mar 29, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

YOGI ADVISORS, LLC

CRD 137886

WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5df9536e-07b2-6680-857e-48c9d883687a

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MARSHFIELD URSA MINOR FUND, LP

Other Private Fund

$4.4M

Mar 29, 2018

Mar 30, 2012

reported

021-85644

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

NIEMCZEWSKI, CHRISTOPHER, MARTIN

Member

yes

10/2005

Mar 30, 2012

Mar 29, 2018

VINICK, MELISSA

Member

yes

10/2005

Mar 30, 2012

Mar 29, 2018

BEATSON, JOHN, HERBERT

Member

01/2007

Mar 30, 2012

Mar 29, 2018

CAVENDISH, SARA, J

Member

10/2005

Mar 30, 2012

Mar 29, 2018

COLT, CARMEN, LYNNE

CHIEF COMPLIANCE OFFICER

06/2015

Mar 30, 2016

Mar 29, 2018

HOFFMANN, ELISE, JORDAN

Member

10/2005

Mar 30, 2012

Mar 29, 2018

MILLER, CAROLYN, SUE

Member

10/2005

Mar 30, 2012

Mar 29, 2018

STOTT, WILLIAM, GILMORE

Member

10/2005

Mar 30, 2012

Mar 29, 2018

VINICK, KIMBERLY, NMN

DIRECTOR OF OPERATIONS

07/2012

Mar 30, 2012

Mar 29, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MARSHFIELD ASSOCIATES, INC.

n/a

Independent wealth

$8.1B

yes

n/a

BUSHIDO CAPITAL PARTNERS LLC

n/a

Former SEC adviser

$28.7M

yes

n/a

CONSTELLATION PARTNERS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 29, 2018

$4.4M

2016

Mar 31, 2017

$1.9M

n/a

$1.9M

2015

Mar 30, 2016

$2.0M

n/a

$2.0M

2014

Mar 31, 2015

$2.8M

n/a

$2.8M

2013

Mar 31, 2014

$2.3M

n/a

$2.3M

2012

Mar 27, 2013

$3.8M

n/a

$3.8M

2011

Mar 30, 2012

$4.3M

n/a

$4.3M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$4.4M

$1.9M

137.4%

$2.8M

16.6%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BUSHIDO CAPITAL PARTNERS LLC

Dec 31, 2018

Oct 2, 2009

WASHINGTON, DC

Team lift out

Other

50.0%

MARSHFIELD ASSOCIATES

Dec 31, 2018

Sep 17, 2009

WASHINGTON, DC

Team lift out

Other

50.0%