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D••••• M••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst31 years in industry

D••••• M••••• B•••

Advisor at M••••••

Sewickley, PA

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Search this name across graphsid dfx:ria:0d6db387-48c3-e47c-c4c3-0815f23f2876

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 20, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Feb 17, 2023	n/a	yes	Sewickley, PA	Current employment
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Oct 21, 2022	Feb 20, 2023	no	PITTSBURGH, PA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• W• B•••• • C•• I•••••••••	M••••••	Feb 20, 2023	Feb 17, 2023	-3	Firm change	RIA to ibd
H••••••••• I•••	R••••• W• B•••• • C•• I•••••••••	Oct 21, 2022

Relationships

Registered with (3)

→ M••••••Registered adviserregistration: current employment
Feb 17, 2023 to presentfactForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Oct 21, 2022 to Feb 20, 2023factForm ADV
→ H••••••••• I•••Registered adviserregistration: previous registration
Dec 20, 1999 to Oct 21, 2022factForm ADV

Dated events

Occurred
Feb 20, 2023
Advisor changed firm
D••••• M••••• B••• left R••••• W• B•••• • C•• I••••••••• for Mariner (registered 2023-02-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d6db387-48c3-e47c-c4c3-0815f23f2876
First observed: Dec 20, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.