RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• M••••• B•••
- M•••••• BD affiliated currentsince Feb 17, 2023 · Sewickley, Pa
- R••••• W• B•••• • C•• I••••••••• mixed wealthOct 21, 2022 to Feb 20, 2023 · Pittsburgh, Pa
- H••••••••• I••• formerDec 20, 1999 to Oct 21, 2022 · Pittsburgh, Pa
- R••••• W• B•••• • C•• I••••••••• to M••••••left Feb 20, 2023, registered Feb 17, 2023 (-3 days) · RIA to affiliated broker-dealer or bank
- H••••••••• I••• to R••••• W• B•••• • C•• I•••••••••left Oct 21, 2022, registered Oct 21, 2022 (0 days) · corporate re-registration, not a move
- D••••• M••••• B••• left R••••• W• B•••• • C•• I••••••••• for Mariner (registered 2023-02-17)Feb 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address