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RIA / WealthAdvisor24 years in industry

STEPHEN JOSEPH CICALI

Advisor at PRIME CAPITAL FINANCIAL

Marlton, NJ | OVERLAND PARK, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIME CAPITAL FINANCIAL
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 18, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 18, 2002
First registration: Jun 20, 2002
Dual registered: no
Other names: STEVE CICALI
IAPD individual key: 2371993

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIME CAPITAL FINANCIAL	Mixed wealth	May 2, 2019	n/a	yes	OVERLAND PARK, KS\|Marlton, NJ	Current employment
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 30, 2016	May 23, 2019	no	CHERRY HILL, NJ	Previous registration
FINANCIAL ENGINES ADVISOR CENTER, LLC	Former SEC adviser	Apr 1, 2016	Nov 30, 2016	no	CHERRY HILL, NJ\|OVERLAND PARK, KS	Previous registration
THE MUTUAL FUND STORE	Former SEC adviser	Oct 20, 2006	Apr 21, 2016	no	CHERRY HILL, NJ\|MARLTON, NJ	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 25, 2006	Sep 26, 2006	no	MARLTON, NJ	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Apr 25, 2005	Sep 26, 2006	no	Marlton, NJ\|MARLTON, NJ	Previous registration
TD WEALTH MANAGEMENT SERVICES INC.	n/a	Sep 23, 2004	Apr 25, 2005	no	CHERRY HILL, NJ	Previous registration
METLIFE INVESTMENT FUND SERVICES LLC	n/a	Jun 20, 2002	Sep 15, 2004	no	WOODBRIDGE, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDELMAN FINANCIAL ENGINES	PRIME CAPITAL FINANCIAL	May 23, 2019	May 2, 2019	-21	Firm change	Other
FINANCIAL ENGINES ADVISOR CENTER, LLC	EDELMAN FINANCIAL ENGINES	Nov 30, 2016	Nov 30, 2016	0	Bulk transfer	Other
THE MUTUAL FUND STORE	FINANCIAL ENGINES ADVISOR CENTER, LLC	Apr 21, 2016	Apr 1, 2016	-20	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	THE MUTUAL FUND STORE	Sep 26, 2006	Oct 20, 2006	24	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Sep 26, 2006	Apr 25, 2006	-154	Channel change	Other
TD WEALTH MANAGEMENT SERVICES INC.	TD AMERITRADE, INC.	Apr 25, 2005	Apr 25, 2005	0	Firm change	Other
METLIFE INVESTMENT FUND SERVICES LLC	TD WEALTH MANAGEMENT SERVICES INC.	Sep 15, 2004	Sep 23, 2004	8	Firm change	Other

Relationships

Registered with (8)

→ PRIME CAPITAL FINANCIALRegistered adviserregistration: current employment
May 2, 2019 to presentfactForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Nov 30, 2016 to May 23, 2019factForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserregistration: previous registration
Apr 1, 2016 to Nov 30, 2016factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Oct 20, 2006 to Apr 21, 2016factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 25, 2006 to Sep 26, 2006factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Apr 25, 2005 to Sep 26, 2006factForm ADV
→ TD WEALTH MANAGEMENT SERVICES INC.Registered adviserregistration: previous registration
Sep 23, 2004 to Apr 25, 2005factForm ADV
→ METLIFE INVESTMENT FUND SERVICES LLCRegistered adviserregistration: previous registration
Jun 20, 2002 to Sep 15, 2004factForm ADV

Dated events

No dated event names this entity yet.