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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

THE MUTUAL FUND STORE

TMFS-PITTSBURGH I, LLC, CRD 141056

CRANBERRY TOWNSHIP, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1979a04e-a9c7-5ce0-ea32-124f33e3d7c7

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2012 to Mar 30, 2016
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $105MItem 5.F on the latest filing (2016-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $105M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 1
Accounts: 893
SEC number: 801-80352
CRD: 141056
Filings on the tape: 15
First filed: Jan 3, 2012
Latest filed: Mar 30, 2016
Organised: Limited Liability Company, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLACK, JASON, MICHAEL	MANAGING MEMBER	Na	yes	04/2006	Jan 3, 2012	Mar 30, 2016
KROL, STEPHEN, MATTHEW	MANAGING MEMBER	Na	yes	04/2006	Jan 3, 2012	Mar 30, 2016
NUTTALL, KRISTOPHER, ROSTERN	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISOR	Na	yes	06/2006	Jan 3, 2012	Mar 30, 2016
TMFS-PITTSBURGH, LLC	Owner	E	yes	04/2006	Jan 3, 2012	Mar 30, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TMFS-PHILADELPHIA I, LLC	n/a	Former SEC adviser	$146M	N	no	n/a
TMFS-PHILADELPHIA II, LLC	n/a	Former SEC adviser	$56.0M	N	no	n/a
TMFS-HARRISBURG, LLC	n/a	Former SEC adviser	$36.3M	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Pittsburgh	Pa	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$105M	$105M	3	1	n/a	n/a	n/a
2014	Mar 25, 2015	$105M	$105M	3	1	n/a	n/a	n/a
2011	Mar 21, 2012	$60.7M	$60.7M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$105M	$105M	-0.1%	n/a	n/a	3	3	n/a	n/a

Relationships

Affiliated with (7)

→ THE MUTUAL FUND STORERegistered adviserother investment adviser
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser
factForm ADV
← THE MUTUAL FUND STORE - CHARLOTTERegistered adviserother investment adviser
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser
factForm ADV

Controls (4)

← BLACK, JASON, MICHAELOwnerMANAGING MEMBER, ownership code NA, individual
Jan 3, 2012 to presentfactForm ADV
← NUTTALL, KRISTOPHER, ROSTERNOwnerMANAGING PARTNER, CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISOR, ownership code NA, individual
Jan 3, 2012 to presentfactForm ADV
← KROL, STEPHEN, MATTHEWOwnerMANAGING MEMBER, ownership code NA, individual
Jan 3, 2012 to presentfactForm ADV
← TMFS-PITTSBURGH, LLCOwnerOWNER, ownership code E, domestic entity
Jan 3, 2012 to presentfactForm ADV

Registered with (1)

← KRISTOPHER ROSTERN NUTTALLAdvisorregistration: previous registration
Jun 30, 2006 to Apr 21, 2016factForm ADV

Dated events

Occurred
Sep 10, 2014
First Form ADV filing
The Mutual Fund Store filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1979a04e-a9c7-5ce0-ea32-124f33e3d7c7
First observed: Jan 3, 2012
Last observed: Mar 30, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE MUTUAL FUND STORE

TMFS-PITTSBURGH I, LLC, CRD 141056

CRANBERRY TOWNSHIP, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1979a04e-a9c7-5ce0-ea32-124f33e3d7c7

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:49 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLACK, JASON, MICHAEL

MANAGING MEMBER

yes

04/2006

Jan 3, 2012

Mar 30, 2016

KROL, STEPHEN, MATTHEW

MANAGING MEMBER

yes

04/2006

Jan 3, 2012

Mar 30, 2016

NUTTALL, KRISTOPHER, ROSTERN

MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISOR

yes

06/2006

Jan 3, 2012

Mar 30, 2016

TMFS-PITTSBURGH, LLC

Owner

yes

04/2006

Jan 3, 2012

Mar 30, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TMFS-PHILADELPHIA I, LLC

n/a

Former SEC adviser

$146M

n/a

TMFS-PHILADELPHIA II, LLC

n/a

Former SEC adviser

$56.0M

n/a

TMFS-HARRISBURG, LLC

n/a

Former SEC adviser

$36.3M

n/a

City

State

Country

Employees

Also broker-dealer

Pittsburgh

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

$105M

n/a

2014

Mar 25, 2015

$105M

n/a

2011

Mar 21, 2012

$60.7M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$105M

-0.1%

n/a