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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Andrea Lewis

Advisor at TRANSAMERICA FINANCIAL ADVISORS, LLC

ALPHARETTA, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Jun 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRANSAMERICA FINANCIAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 27, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 13
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Mar 27, 2002
First registration: Jun 3, 2003
Dual registered: yes, broker-dealer
Other names: ANDREA L RUSSELL |ANDREA LYNN RUSSELL|ANDREA L RUSSELL|Andrea Russell|ANDREA LYNN LEWIS|Andrea Lewis
IAPD individual key: 4397750

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jan 16, 2025	n/a	yes	ALPHARETTA, GA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2023	Dec 20, 2024	no	ATLANTA, GA\|Dacula, GA	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Dec 18, 2020	May 20, 2021	no	ATLANTA, GA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Dec 18, 2020	Jun 29, 2023	no	ATLANTA, GA\|Dacula, GA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Dec 15, 2017	Jan 2, 2021	no	Atlanta, GA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Dec 12, 2017	no	Peachtree Corners, GA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 1, 2015	Mar 25, 2017	no	ATLANTA, GA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Aug 29, 2013	Dec 22, 2014	no	Johns Creek, GA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 5, 2011	Aug 16, 2013	no	ATLANTA, GA\|NEW YORK, NY\|ATLANTA, GA\|DULUTH, GA\|ALPHARETTA, GA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	May 10, 2011	Sep 19, 2011	no	ATLANTA, GA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Mar 26, 2010	Mar 29, 2011	no	MARIETTA, GA\|MARIETTA, GA\|DUNWOODY, GA\|ROSWELL, GA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 18, 2008	Mar 16, 2010	no	SEWICKLEY, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 1, 2004	Jul 28, 2008	no	NORTH VERSAILLES, PA\|WEST MIFFLIN, PA\|PITTSBURGH, PA	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Jun 3, 2003	Jan 1, 2004	no	PITTSBURGH, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	TRANSAMERICA FINANCIAL ADVISORS, LLC	Dec 20, 2024	Jan 16, 2025	27	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Mar 21, 2023	-100	Bulk transfer	Ibd to ibd
SUMMIT FINANCIAL GROUP INC	CETERA ADVISOR NETWORKS LLC	May 20, 2021	Dec 18, 2020	-153	Channel change	Ibd to ibd
PRINCIPAL SECURITIES, INC.	SUMMIT FINANCIAL GROUP INC	Jan 2, 2021	Dec 18, 2020	-15	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	PRINCIPAL SECURITIES, INC.	Dec 12, 2017	Dec 15, 2017	3	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	MSI FINANCIAL SERVICES, INC.	Dec 22, 2014	Apr 1, 2015	100	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TRANSAMERICA FINANCIAL ADVISORS, LLC	Aug 16, 2013	Aug 29, 2013	13	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 19, 2011	Oct 5, 2011	16	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	MSI FINANCIAL SERVICES, INC.	Mar 29, 2011	May 10, 2011	42	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CHASE INVESTMENT SERVICES CORP.	Mar 16, 2010	Mar 26, 2010	10	Firm change	Other
PNC WEALTH MANAGEMENT	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 28, 2008	Jul 18, 2008	-10	Firm change	Other
J.J.B. HILLIARD, W.L. LYONS, LLC	PNC WEALTH MANAGEMENT	Jan 1, 2004	Jan 1, 2004	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109485:13572:GA:2021-05-20	May 20, 2021	Dec 18, 2020	ATLANTA, GA	Firm change after gap

Relationships

Registered with (12)

→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 29, 2013 to Dec 22, 2014factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Mar 21, 2023 to Dec 20, 2024factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Dec 18, 2020 to Jun 29, 2023factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Dec 18, 2020 to May 20, 2021factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Dec 15, 2017 to Jan 2, 2021factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Dec 12, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 1, 2015 to Mar 25, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 5, 2011 to Aug 16, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Mar 26, 2010 to Mar 29, 2011factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 18, 2008 to Mar 16, 2010factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 1, 2004 to Jul 28, 2008factForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Jun 3, 2003 to Jan 1, 2004factForm ADV

Dated events

Occurred
Dec 20, 2024
Advisor changed firm
Andrea Lewis left Cetera Investment Advisers Llc for Transamerica Financial Advisors, Llc (registered 2025-01-16)
Form ADVobserved 5 days ago