RIA Intelligence

• Transamerica Financial Advisors, LLC BD affiliated current
  since Jan 16, 2025 · Alpharetta, Ga
• Cetera Investment Advisers LLC BD affiliated
  Mar 21, 2023 to Dec 20, 2024 · Atlanta, Ga
• Cetera Advisor Networks LLC former
  Dec 18, 2020 to Jun 29, 2023 · Atlanta, Ga
• Summit Financial Group Inc former
  Dec 18, 2020 to May 20, 2021 · Atlanta, Ga
• Principal Securities, Inc. BD affiliated
  Dec 15, 2017 to Jan 2, 2021 · Atlanta, Ga
• MML Investors Services, LLC BD affiliated
  Mar 25, 2017 to Dec 12, 2017 · Peachtree Corners, Ga
• Msi Financial Services, Inc. former
  Apr 1, 2015 to Mar 25, 2017 · Atlanta, Ga
• Transamerica Financial Advisors, LLC BD affiliated
  Aug 29, 2013 to Dec 22, 2014 · Johns Creek, Ga
• Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
  Oct 5, 2011 to Aug 16, 2013 · Atlanta, Ga
• Msi Financial Services, Inc. former
  May 10, 2011 to Sep 19, 2011 · Atlanta, Ga
• Chase Investment Services Corp. former
  Mar 26, 2010 to Mar 29, 2011 · Marietta, Ga
• Ameriprise Financial Services, LLC national BD
  Jul 18, 2008 to Mar 16, 2010 · Sewickley, Pa
• Pnc Wealth Management BD affiliated
  Jan 1, 2004 to Jul 28, 2008 · North Versailles, Pa
• J.J.B. Hilliard, W.L. Lyons, LLC former
  Jun 3, 2003 to Jan 1, 2004 · Pittsburgh, Pa

• Cetera Investment Advisers LLC to Transamerica Financial Advisors, LLC
  left Dec 20, 2024, registered Jan 16, 2025 (27 days) · Affiliated broker-dealer or bank to another
• Cetera Advisor Networks LLC to Cetera Investment Advisers LLC
  left Jun 29, 2023, registered Mar 21, 2023 (-100 days) · corporate re-registration, not a move
• Summit Financial Group Inc to Cetera Advisor Networks LLC
  left May 20, 2021, registered Dec 18, 2020 (-153 days) · channel change inside one enterprise, not a move · moved with a team
• Principal Securities, Inc. to Summit Financial Group Inc
  left Jan 2, 2021, registered Dec 18, 2020 (-15 days) · Affiliated broker-dealer or bank to another
• MML Investors Services, LLC to Principal Securities, Inc.
  left Dec 12, 2017, registered Dec 15, 2017 (3 days) · Other
• Msi Financial Services, Inc. to MML Investors Services, LLC
  left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
• Transamerica Financial Advisors, LLC to Msi Financial Services, Inc.
  left Dec 22, 2014, registered Apr 1, 2015 (100 days) · Other
• Merrill Lynch, Pierce, Fenner & Smith Incorporated to Transamerica Financial Advisors, LLC
  left Aug 16, 2013, registered Aug 29, 2013 (13 days) · Other
• Msi Financial Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
  left Sep 19, 2011, registered Oct 5, 2011 (16 days) · Other
• Chase Investment Services Corp. to Msi Financial Services, Inc.
  left Mar 29, 2011, registered May 10, 2011 (42 days) · Other
• Ameriprise Financial Services, LLC to Chase Investment Services Corp.
  left Mar 16, 2010, registered Mar 26, 2010 (10 days) · Other
• Pnc Wealth Management to Ameriprise Financial Services, LLC
  left Jul 28, 2008, registered Jul 18, 2008 (-10 days) · Other
• J.J.B. Hilliard, W.L. Lyons, LLC to Pnc Wealth Management
  left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move

• Andrea Lewis left Cetera Investment Advisers Llc for Transamerica Financial Advisors, Llc (registered 2025-01-16)
  Dec 20, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address