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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

CONSTITUTION WEALTH LLC

CRD 313916

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0e2fdb16-97fe-3af3-c67f-0e7971bc3f51

Data as of Jul 11, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 9
On other graphs: 0
Observed: Oct 7, 2021 to Jul 11, 2025
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $53.5MItem 5.F on the latest filing (2025-07-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $53.5M
Private client RAUM: $52.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 6
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 277
Individual clients: 117
High net worth clients: 9
Custody, client assets: $5.8M
SEC number: 801-122652
CRD: 313916
Filings on the tape: 12
First filed: Oct 7, 2021
Latest filed: Jul 11, 2025
Organised: Limited Liability Company, WY
Website: gab.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLAKE, ALLISON, BROOKE	CHIEF COMPLIANCE OFFICER	Na	yes	09/2021	Oct 7, 2021	Dec 10, 2024
VANSLYKE, CHRISTOPHER, PAUL	MANAGING MEMBER/PRINCIPAL	E	yes	01/2021	Oct 7, 2021	Dec 10, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WORTHPOINTE, LLC	n/a	Independent wealth	$1.1B	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Austin	TX	United States	2	no
NEWPORT BEACH	CA	United States	1	no
Weatherford	TX	United States	1	no
Jackson	Wy	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Apr 29, 2025	$53.5M	$53.5M	7	6	4	n/a	n/a
2023	Mar 26, 2024	$22.9M	$22.9M	6	5	5	n/a	n/a
2022	Mar 22, 2023	$0	$0	6	5	4	n/a	n/a
2021	Mar 21, 2022	$0	$0	4	3	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$53.5M	$22.9M	133.8%	$0	n/a	7	6	4	5

Relationships

Affiliated with (2)

← WORTHPOINTERegistered adviserother investment adviser, control, common control
factForm ADV
→ WORTHPOINTERegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (7)

← SCOTT WILLIAM O'BRIENAdvisorregistration: previous registration
Nov 9, 2023 to Dec 31, 2025factForm ADV
← CHRISTOPHER PAUL VAN SLYKEAdvisorregistration: previous registration
May 6, 2021 to Dec 31, 2025factForm ADV
← MORGAN HOLTON SMITHAdvisorregistration: previous registration
Apr 12, 2022 to Dec 31, 2025factForm ADV
← MATT GREGG ADDINGTONAdvisorregistration: previous registration
May 6, 2022 to Dec 31, 2025factForm ADV
← BROOKSHER LEE MORGANAdvisorregistration: previous registration
Dec 6, 2021 to Dec 31, 2025factForm ADV
← Joshua Erastus YoungAdvisorregistration: previous registration
May 2, 2024 to Dec 31, 2025factForm ADV
← JOHN HOWES CHAPMANAdvisorregistration: previous registration
Dec 6, 2021 to Dec 31, 2024factForm ADV

Controls (2)

← VANSLYKE, CHRISTOPHER, PAULOwnerMANAGING MEMBER/PRINCIPAL, ownership code E, individual
Oct 7, 2021 to Dec 10, 2024factForm ADV
← BLAKE, ALLISON, BROOKEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 7, 2021 to Dec 10, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 31, 2025
Advisor departed, no destination yet
Brooksher Lee Morgan no longer registered at Constitution Wealth Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Matt Gregg Addington left Constitution Wealth Llc for Farther (registered 2026-03-13)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Joshua Erastus Young left Constitution Wealth Llc for Worthpointe (registered 2025-11-14)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2025
Advisor departed, no destination yet
Scott William O'Brien no longer registered at Constitution Wealth Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Dec 31, 2025
Advisor departed, no destination yet
Christopher Paul Van Slyke no longer registered at Constitution Wealth Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Dec 31, 2025
Advisor departed, no destination yet
Morgan Holton Smith no longer registered at Constitution Wealth Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Dec 31, 2024
Advisor departed, no destination yet
John Howes Chapman no longer registered at Constitution Wealth Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Oct 7, 2021
First Form ADV filing
Constitution Wealth Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Jan 2, 2026
Constitution Wealth Llc no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $53.5M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e2fdb16-97fe-3af3-c67f-0e7971bc3f51
First observed: Oct 7, 2021
Last observed: Jul 11, 2025 14 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CONSTITUTION WEALTH LLC

CRD 313916

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0e2fdb16-97fe-3af3-c67f-0e7971bc3f51

Data as of Jul 11, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLAKE, ALLISON, BROOKE

CHIEF COMPLIANCE OFFICER

yes

09/2021

Oct 7, 2021

Dec 10, 2024

VANSLYKE, CHRISTOPHER, PAUL

MANAGING MEMBER/PRINCIPAL

yes

01/2021

Oct 7, 2021

Dec 10, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WORTHPOINTE, LLC

n/a

Independent wealth

$1.1B

yes

n/a

City

State

Country

Employees

Also broker-dealer

Austin

United States

NEWPORT BEACH

United States

Weatherford

United States

Jackson

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Apr 29, 2025

$53.5M

n/a

2023

Mar 26, 2024

$22.9M

n/a

2022

Mar 22, 2023

n/a

2021

Mar 21, 2022

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$53.5M

$22.9M

133.8%

n/a