DFX Intelligence

M••••• H••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

M••••• H••••• S••••

Advisor at W•••••••••

RAMONA, CA | Coronado, CA

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Search this name across graphsid dfx:ria:1d7d138c-b64d-b88c-4a51-10664f7d76ed

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 24, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 21, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••••••	Independent wealth	Aug 23, 2010	n/a	yes	RAMONA, CA\|Coronado, CA	Current employment
C••••••••• W••••• L••	Former SEC adviser	Apr 12, 2022	Dec 31, 2025	no	RAMONA, CA\|La Jolla, CA\|Coronado, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• L••	n/a	Dec 31, 2025	n/a	n/a	Departure no registered destination	Departure
T••••••• L•••	W•••••••••	Dec 31, 2013	Aug 23, 2010	-1,226

Relationships

Registered with (7)

→ W•••••••••Registered adviserregistration: current employment
Aug 23, 2010 to presentfactForm ADV
→ C••••••••• W••••• L••Registered adviserregistration: previous registration
Apr 12, 2022 to Dec 31, 2025factForm ADV
→ T••••••• L•••Registered adviserregistration: previous registration
Mar 4, 2010 to Dec 31, 2013factForm ADV
→ E••••••• W••••• A•••••••

Dated events

Occurred
Dec 31, 2025
Advisor departed, no destination yet
M••••• H••••• S•••• no longer registered at C••••••••• W••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d7d138c-b64d-b88c-4a51-10664f7d76ed
First observed: Feb 24, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.