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RIA / WealthAdvisorCertified Financial Planner14 years in industry

JOHN HOWES CHAPMAN

Advisor at WORTHPOINTE

RAMONA, CA | Newport Beach, CA

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Search this name across graphsid dfx:ria:3888f8d5-4293-1e1e-3e5f-9e00721f61ee

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 18, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WORTHPOINTE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 17, 2011
First registration: Nov 18, 2011
Dual registered: no
Other names: JOHN CHAPMAN|JOHN H CHAPMAN
IAPD individual key: 5814089

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Worthpointe	Independent wealth	Sep 14, 2018	n/a	yes	RAMONA, CA\|Newport Beach, CA	Current employment
CONSTITUTION WEALTH LLC	Former SEC adviser	Dec 6, 2021	Dec 31, 2024	no	Newport Beach, CA\|RAMONA, CA\|La Jolla, CA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Sep 21, 2018	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Oct 16, 2012	Jul 13, 2018	no	BREA, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 18, 2011	Mar 6, 2012	no	BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONSTITUTION WEALTH LLC	n/a	Dec 31, 2024	n/a	n/a	Departure no registered destination	Departure
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Worthpointe	Sep 21, 2018	Sep 14, 2018	-7	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	STRATEGIC ADVISERS LLC	Mar 6, 2012	Oct 16, 2012	224	Firm change	Wirehouse to ibd

Relationships

Registered with (5)

→ WORTHPOINTERegistered adviserregistration: current employment
Sep 14, 2018 to presentfactForm ADV
→ CONSTITUTION WEALTH LLCRegistered adviserregistration: previous registration
Dec 6, 2021 to Dec 31, 2024factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Sep 21, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Oct 16, 2012 to Jul 13, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 18, 2011 to Mar 6, 2012factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor departed, no destination yet
John Howes Chapman no longer registered at Constitution Wealth Llc; no later IA registration on IAPD
Form ADVobserved 6 days ago