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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)39 years in industry

MCFADDIN MOISE

Advisor at GATEWAY WEALTH PARTNERS, LLC

APPLETON, WI | Cape Coral, FL

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Search this name across graphsid dfx:ria:0e493ecd-0a43-68b0-fe77-7d7b59798c5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 3, 1987 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GATEWAY WEALTH PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 3, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S66
First exam: May 9, 1988
First registration: Apr 3, 1987
Dual registered: yes, broker-dealer
Other names: MCFADDIN (JR) MOISE|MAC MOISE
IAPD individual key: 1086873

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GATEWAY WEALTH PARTNERS, LLC	Independent wealth	Jan 1, 2026	n/a	yes	Cape Coral, FL\|APPLETON, WI	Current employment
CALTON & ASSOCIATES, INC.	Independent wealth	Mar 1, 2017	Dec 26, 2023	no	Cape Coral, FL\|Cape Coral, FL\|TAMPA, FL	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jan 16, 2014	Dec 9, 2016	no	FORT MYERS, FL\|Tampa, FL\|Cape Coral, FL	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 2, 2011	Dec 16, 2013	no	FORT MYERS, FL	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jan 8, 2007	Jul 8, 2009	no	FT. MYERS, FL\|FT MYERS, FL	Previous registration
FFP ADVISORY SERVICES INC	n/a	May 12, 2006	Jan 1, 2007	no	FT. MYERS, FL\|CHESTERFIELD, MO	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 3, 1987	May 16, 2006	no	NAPLES, FL\|NAPLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CALTON & ASSOCIATES, INC.	GATEWAY WEALTH PARTNERS, LLC	Dec 26, 2023	Jan 1, 2026	737	Firm change after gap	RIA to RIA
PRINCIPAL SECURITIES, INC.	CALTON & ASSOCIATES, INC.	Dec 9, 2016	Mar 1, 2017	82	Firm change	Other
SECURIAN FINANCIAL SERVICES, INC.	PRINCIPAL SECURITIES, INC.	Dec 16, 2013	Jan 16, 2014	31	Firm change	Other
FIRST ALLIED ADVISORY SERVICES, INC.	SECURIAN FINANCIAL SERVICES, INC.	Jul 8, 2009	Dec 2, 2011	877	Firm change after gap	Other
FFP ADVISORY SERVICES INC	FIRST ALLIED ADVISORY SERVICES, INC.	Jan 1, 2007	Jan 8, 2007	7	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	FFP ADVISORY SERVICES INC	May 16, 2006	May 12, 2006	-4	Firm change	Other

Relationships

Registered with (7)

→ GATEWAY WEALTH PARTNERS, LLCRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ CALTON & ASSOCIATES, INC.Registered adviserregistration: previous registration
Mar 1, 2017 to Dec 26, 2023factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jan 16, 2014 to Dec 9, 2016factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 2, 2011 to Dec 16, 2013factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jan 8, 2007 to Jul 8, 2009factForm ADV
→ FFP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
May 12, 2006 to Jan 1, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 3, 1987 to May 16, 2006factForm ADV

Dated events

Occurred
Dec 26, 2023
Advisor changed firm
Mcfaddin Moise left Calton & Associates, Inc. for Gateway Wealth Partners, Llc (registered 2026-01-01)
Form ADVobserved 5 days ago