DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mcfaddin Moise

Gateway Wealth Partners, LLCindependent RIAAppleton, Wi dual registrantIAPD 1086873

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Mcfaddin (Jr) Moise

At current firm

0 y

since Jan 1, 2026

In the industry

39 y

since Apr 3, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Gateway Wealth Partners, LLC independent RIA current
since Jan 1, 2026 · Cape Coral, Fl
Calton & Associates, Inc. independent RIA
Mar 1, 2017 to Dec 26, 2023 · Cape Coral, Fl
Principal Securities, Inc. BD affiliated
Jan 16, 2014 to Dec 9, 2016 · Fort Myers, Fl
Securian Financial Services, Inc. former
Dec 2, 2011 to Dec 16, 2013 · Fort Myers, Fl
First Allied Advisory Services, Inc. former
Jan 8, 2007 to Jul 8, 2009 · Ft. Myers, Fl
Ffp Advisory Services Inc unclassified
May 12, 2006 to Jan 1, 2007 · Ft. Myers, Fl
Ameriprise Financial Services, LLC national BD
Apr 3, 1987 to May 16, 2006 · Naples, Fl

Moves

a registration end followed by a registration begin elsewhere

Calton & Associates, Inc. to Gateway Wealth Partners, LLC
left Dec 26, 2023, registered Jan 1, 2026 (737 days) · RIA to RIA
Principal Securities, Inc. to Calton & Associates, Inc.
left Dec 9, 2016, registered Mar 1, 2017 (82 days) · Other
Securian Financial Services, Inc. to Principal Securities, Inc.
left Dec 16, 2013, registered Jan 16, 2014 (31 days) · Other
First Allied Advisory Services, Inc. to Securian Financial Services, Inc.
left Jul 8, 2009, registered Dec 2, 2011 (877 days) · Other
Ffp Advisory Services Inc to First Allied Advisory Services, Inc.
left Jan 1, 2007, registered Jan 8, 2007 (7 days) · corporate re-registration, not a move
Ameriprise Financial Services, LLC to Ffp Advisory Services Inc
left May 16, 2006, registered May 12, 2006 (-4 days) · Other

Signals

Mcfaddin Moise left Calton & Associates, Inc. for Gateway Wealth Partners, Llc (registered 2026-01-01)
Dec 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address