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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

CHRISTOPHER PAUL RANDAL

Advisor at ASSETMARK, INC.

CONCORD, CA | Presto, PA

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Search this name across graphsid dfx:ria:0e87e040-abc9-ff6f-07ed-2014b54e1a04

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASSETMARK, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: May 1, 2000
First registration: Jun 29, 2012
Dual registered: yes, broker-dealer
Other names: Christopher Paul Randal
IAPD individual key: 2890367

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASSETMARK, INC.	Bd affiliated wealth	Jul 22, 2019	n/a	yes	Presto, PA\|CONCORD, CA	Current employment
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Nov 30, 2016	Jul 1, 2019	no	BRIDGEVILLE, PA\|SARASOTA, FL\|PRESTO, PA	Previous registration
EASTERLY FUNDS LLC	Former SEC adviser	Oct 3, 2016	Mar 24, 2017	no	Bridgeville, PA	Previous registration
ADVISORS CAPITAL MANAGEMENT, LLC	Independent wealth	Oct 13, 2015	Sep 13, 2016	no	Bridgeville, PA\|RIDGEWOOD, NJ	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Jun 29, 2012	Sep 15, 2015	no	DENVER, CO\|FRANKLIN, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	ASSETMARK, INC.	Jul 1, 2019	Jul 22, 2019	21	Firm change	RIA to ibd
EASTERLY FUNDS LLC	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Mar 24, 2017	Nov 30, 2016	-114	Firm change after gap	Other
ADVISORS CAPITAL MANAGEMENT, LLC	EASTERLY FUNDS LLC	Sep 13, 2016	Oct 3, 2016	20	Firm change	Other
CURIAN CAPITAL, LLC	ADVISORS CAPITAL MANAGEMENT, LLC	Sep 15, 2015	Oct 13, 2015	28	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
120270:112266:TN:2015-09-15	Sep 15, 2015	Oct 13, 2015	FRANKLIN, TN	Firm change

Relationships

Registered with (5)

→ ASSETMARK, INC.Registered adviserregistration: current employment
Jul 22, 2019 to presentfactForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Nov 30, 2016 to Jul 1, 2019factForm ADV
→ EASTERLY FUNDS LLCRegistered adviserregistration: previous registration
Oct 3, 2016 to Mar 24, 2017factForm ADV
→ ADVISORS CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 13, 2015 to Sep 13, 2016factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Jun 29, 2012 to Sep 15, 2015factForm ADV

Dated events

No dated event names this entity yet.