RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• P••• R•••••
- A••••••••• I••• BD affiliated currentsince Jul 22, 2019 · Presto, Pa
- G••••• F•••••••• P•••••• C••••••• I••• formerNov 30, 2016 to Jul 1, 2019 · Bridgeville, Pa
- E••••••• F•••• L•• formerOct 3, 2016 to Mar 24, 2017 · Bridgeville, Pa
- A••••••• C•••••• M••••••••• L•• independent RIAOct 13, 2015 to Sep 13, 2016 · Bridgeville, Pa
- C••••• C••••••• L•• formerJun 29, 2012 to Sep 15, 2015 · Denver, Co
- G••••• F•••••••• P•••••• C••••••• I••• to A••••••••• I•••left Jul 1, 2019, registered Jul 22, 2019 (21 days) · RIA to affiliated broker-dealer or bank
- E••••••• F•••• L•• to G••••• F•••••••• P•••••• C••••••• I•••left Mar 24, 2017, registered Nov 30, 2016 (-114 days) · Other
- A••••••• C•••••• M••••••••• L•• to E••••••• F•••• L••left Sep 13, 2016, registered Oct 3, 2016 (20 days) · Other
- C••••• C••••••• L•• to A••••••• C•••••• M••••••••• L••left Sep 15, 2015, registered Oct 13, 2015 (28 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address