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J••••••• L•• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

J••••••• L•• O••••••

Advisor at D••••••• W••••• M•••••••••

GUILFORD, CT

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Search this name across graphsid dfx:ria:0f7b5481-7279-66d3-c440-ac7adac0632d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••• W••••• M•••••••••	Independent wealth	Jan 9, 2012	n/a	yes	GUILFORD, CT	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Sep 1, 2006	Feb 3, 2012	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	D••••••• W••••• M•••••••••	Feb 3, 2012	Jan 9, 2012	-25	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C••••••• S••••••••• I•••	Aug 30, 2006

Relationships

Registered with (5)

→ D••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jan 9, 2012 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 1, 2006 to Feb 3, 2012factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 1, 2005 to Aug 30, 2006factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f7b5481-7279-66d3-c440-ac7adac0632d
First observed: Dec 4, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.