RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• L•• O••••••
- Title
- Senior Financial Advisorreporteddiastole.bizfirm site, Sep 15, 2026
- Business email
- jobrien@dwinvest.comreporteddiastole.bizfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- D••••••• W••••• M••••••••• independent RIA currentsince Jan 9, 2012 · Guilford, Ct
- C••••••• S••••••••• I••• BD affiliatedSep 1, 2006 to Feb 3, 2012 · Branford, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 1, 2005 to Aug 30, 2006 · Madison, Ct
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Apr 6, 2005 · East Haven, Ct
- Q•••• • R•••••• I••• unclassifiedDec 4, 2002 to Oct 20, 2004 · East Haven, Ct
- C••••••• S••••••••• I••• to D••••••• W••••• M•••••••••left Feb 3, 2012, registered Jan 9, 2012 (-25 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••left Aug 30, 2006, registered Sep 1, 2006 (2 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 6, 2005, registered Apr 1, 2005 (-5 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address