DFX Intelligence

T•• S•••••• Z•••••• E••••• F••• G•• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

T•• S•••••• Z•••••• E••••• F••• G•• L•••

CRD 162712

HOUSTON, TX

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Search this name across graphsid dfx:ria:0fbdac1c-8d99-0f31-f128-cc664bca0c34

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 6
On other graphs: 1
Observed: Jun 24, 2015 to Mar 31, 2026
29 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

T•• S•••••• Z•••••• E••••• F••• G•• L•••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0
Regulatory AUM: $264M••• Locked
Discretionary RAUM: $264M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $132Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• M••••• M•••••••	n/a	Houston, TX \| HOUSTON, TX	11	13	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••• Z•••••• E••••• F••• I•••• L•••	Hedge Fund	$208M	Mar 31, 2026	145	Mar 25, 2014	reported	021-213733
T•• S•••••• Z•••••• E••••• F•••• L•••	Hedge Fund	$51.9M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••••• W••••••• R••••	INVESTMENT COMMITTEE MEMBER	Na	yes	05/2023	Mar 29, 2024	Mar 29, 2024
J••••••• M••••••• S•••••	INVESTMENT COMMITTEE MEMBER	Na	yes	10/2013	Jun 24, 2015	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W••••••• M••••••••• C•••	n/a	Other adviser	$12B	N	yes	n/a
W••••••• A•••••••• L••••	n/a	Mixed wealth	$750M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$264M	$289M	-8.5%	$306M	-4.7%	5	5	0	0

Relationships

Affiliated with (10)

→ B•••••••• A•••• M••••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ W••••••• M••••••••• C•••Registered adviserother investment adviser, bank, common control
factForm ADV
→ S•••••• A•••••••• L•••Registered adviserother investment adviser, bank, common control
factForm ADV
→ W••••••• W••••• M•••••••••Registered adviserother investment adviser, common control

Dated events

Occurred
Mar 29, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 19, 2023
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 18, 2021
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2020
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fbdac1c-8d99-0f31-f128-cc664bca0c34
First observed: Jun 24, 2015
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.