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G•••••• A•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

G•••••• A•••• R•••

Advisor at W••••••• M••••••••• C•••

Houston, TX | HOUSTON, TX | DALLAS, TX

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Search this name across graphsid dfx:ria:d0305d32-c5ac-b815-b72e-4413770c7b90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 2
Observed: Jul 30, 1997 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G•••••• A•••• R•••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

G•••••• A•••• R•••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• M••••••••• C•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Oct 16, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• M••••••••• C•••	Other adviser	May 4, 2023	n/a	yes	Houston, TX\|DALLAS, TX	Current employment
S•••••• A•••••••• L•••	Asset manager	Aug 23, 2018	n/a	yes	DALLAS, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• C•••••• A•••••••• L••	R•• C•••••• M••••••••• L••	Nov 21, 2022	Jan 13, 2011	-4,330	Firm change after gap	Other
F•••••• M••••••••• L••	S•••••• A•••••••• L•••	Nov 21, 2022	Aug 23, 2018

Relationships

Registered with (10)

→ W••••••• M••••••••• C•••Registered adviserregistration: current employment
May 4, 2023 to presentfactForm ADV
→ S•••••• A•••••••• L•••Registered adviserregistration: current employment
Aug 23, 2018 to presentfactForm ADV
→ T•• S•••••• Z•••••• E••••• F••• G•• L•••Registered adviserregistration: current employment
Aug 28, 2015 to presentfactForm ADV
→ F•••••• M••••••••• L••

Dated events

Occurred
Nov 21, 2022
Advisor changed firm
G•••••• A•••• R••• left F•••••• M••••••••• L•• for S•••••• A•••••••• L••• (registered 2018-08-23)
Form ADVobserved 7 days ago
Occurred
Nov 21, 2022
Advisor changed firm
G•••••• A•••• R••• left S•••••• C•••••• A•••••••• L•• for R•• C•••••• M••••••••• L•• (registered 2011-01-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0305d32-c5ac-b815-b72e-4413770c7b90
First observed: Jul 30, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.