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The intelligence graph connecting private capital, companies and real assets. Public records ingested on their own cadence, resolved to one identity by shared identifier, connected by typed relationships with a date and a source on every edge, and read by detectors that say what changed and what it means. Facts, derived metrics, signals, anomalies and inferences are labelled as such.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

INTEGRITY CAPITAL, LLC

CRD 151719

HOUSTON, TX

Full profile on RIA / Wealth Management →Search this name across graphsid dfx:ria:df0d9297-e81f-daf4-62ea-49f6b819d29e

Data as of Jun 19, 2015 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 8:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 0
On other graphs: 0
Observed: Dec 2, 2011 to Jun 19, 2015
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $8.3BItem 5.F on the latest filing (2015-06-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 162
Advisory employees: 12
Accounts: 1
SEC number: 801-70642
CRD: 151719
Filings on the tape: 10
First filed: Dec 2, 2011
Latest filed: Jun 19, 2015
Organised: Limited Liability Company, Nevada

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BACHTOLD, PAUL, AXTELL	CHIEF COMPLIANCE OFFICER	NA	yes	11/2010	Dec 2, 2011	Jun 19, 2015
BLAISDELL, JOHN, ARTHUR	CHIEF EXECUTIVE OFFICER	NA	yes	11/2010	Dec 2, 2011	Jun 19, 2015
BLAISDELL, JOHN, ARTHUR	ELECTED MANAGER	F	yes	05/2003	Dec 2, 2011	Jun 19, 2015
LINBECK, ANDREW, BAIRD	ELECTED MANAGER	F	yes	05/2003	Dec 2, 2011	Jun 19, 2015
NAKA, ROBERT, SHIGEO	CHIEF OPERATING OFFICER	NA	yes	06/2015	Jun 18, 2015	Jun 19, 2015
PARTRIDGE, LEE, GEORGE	PRESIDENT/CHIEF INVESTMENT OFFICER	NA	yes	09/2009	Dec 2, 2011	Jun 19, 2015
PRICE, JOHN, EDWARD	CHIEF FINANCIAL OFFICER	NA	yes	11/2010	Dec 2, 2011	Jun 19, 2015
RADCLIFFE, JEREMY, LAWRENCE	SECRETARY	NA	yes	11/2010	Dec 2, 2011	Jun 19, 2015
SALIENT CAPITAL MANAGEMENT, LLC	GENERAL PARTNER	F	yes	05/2003	Dec 2, 2011	Jun 19, 2015
SALIENT PARTNERS, L.P.	MEMBER	E	yes	11/2010	Dec 2, 2011	Jun 19, 2015
DEAN, CHRISTOPHER, JOHN	ELECTED MANAGER	F	no	01/2010	Dec 2, 2011	Jun 19, 2015
FERGUSON, JOHN, PHILIP	ELECTED MANAGER	F	no	05/2012	May 21, 2012	Jun 19, 2015
KELLY, WILLIAM, JOHN	ELECTED MANAGER	F	no	04/2011	Dec 2, 2011	Jun 19, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SALIENT CAPITAL ADVISORS, LLC	n/a	FORMER SEC ADVISER	$2.1B	N	yes	n/a
FORWARD MANAGEMENT, LLC	n/a	FORMER SEC ADVISER	$860M	N	yes	n/a
ENDOWMENT ADVISERS, L.P.	n/a	ASSET MANAGER	$500M	N	yes	n/a
THE SALIENT ZARVONA ENERGY FUND GP, L.P.	n/a	ASSET MANAGER	$264M	N	yes	n/a
BROADMARK ASSET MANAGEMENT LLC	n/a	ASSET MANAGER	$238M	N	yes	n/a
SUSTAINABLE WOODLANDS PARTNERS, LLC	n/a	FORMER SEC ADVISER	$121M	N	yes	n/a
SALIENT ADVISORS, L.P.	n/a	ASSET MANAGER	$61.8M	N	yes	n/a
DIVITIAE DIVITIE, LLC	n/a	n/a	n/a	N	yes	n/a
FORWARD SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
SALIENT CAPITAL L.P.	n/a	n/a	n/a	N	yes	n/a
SALIENT INSURANCE AGENCY, LLC	n/a	n/a	n/a	N	yes	n/a
SALIENT LIQUID ALTS GP, LLC	n/a	n/a	n/a	N	yes	n/a
SALIENT MLP GP, LLC	n/a	n/a	n/a	N	yes	n/a
SALIENT PARTNERS EV FUND GP LP	n/a	n/a	n/a	N	yes	n/a
SALIENT TETON PRIVATE EQUITY GP, LLC	n/a	n/a	n/a	N	yes	n/a
SALIENT TRUST CO., LTA	n/a	n/a	n/a	N	yes	n/a
SALIENT ZARVONA II-A GP, LLC	n/a	n/a	n/a	N	yes	n/a
SALIENT ZARVONA II-B GP, LLC	n/a	n/a	n/a	N	yes	n/a
THE ENDOWMENT FUND GP, L.P.	n/a	n/a	n/a	N	yes	n/a
THE ENDOWMENT FUND MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
THE YIELD FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 26, 2015	$8.3B	$8.3B	162	12	n/a	n/a	n/a
2013	Mar 24, 2014	$7.7B	$7.7B	156	11	n/a	n/a	n/a
2012	Mar 21, 2013	$7.6B	$7.6B	129	9	n/a	n/a	n/a
2011	Mar 22, 2012	$8.5B	$7.4B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$8.3B	$7.7B	7.0%	$8.5B	-1.1%	162	156	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CYPRESS CREEK PARTNERS	2	Oct 27, 2015	May 13, 2013	HOUSTON, TX	TEAM LIFT OUT	OTHER	100.0%

Relationships

Affiliated with (8)

→ FORWARD MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ BROADMARK ASSET MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ SALIENT ADVISORS, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ CYPRESS CREEK PARTNERSRegistered adviserother investment adviser, bank, common control
factForm ADV
→ SALIENT CAPITAL ADVISORS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ SUSTAINABLE WOODLANDS PARTNERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ THE SALIENT ZARVONA ENERGY FUND GP, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← GHE ADVISERS, L.P.Registered adviserother investment adviser, LP sponsor, common control
factForm ADV

Controls (10)

← LINBECK, ANDREW, BAIRDOwnerELECTED MANAGER, ownership code F, individual
Dec 2, 2011 to presentfactForm ADV
← NAKA, ROBERT, SHIGEOOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jun 18, 2015 to presentfactForm ADV
← PARTRIDGE, LEE, GEORGEOwnerPRESIDENT/CHIEF INVESTMENT OFFICER, ownership code NA, individual
Dec 2, 2011 to presentfactForm ADV
← BACHTOLD, PAUL, AXTELLOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 2, 2011 to presentfactForm ADV
← RADCLIFFE, JEREMY, LAWRENCEOwnerSECRETARY, ownership code NA, individual
Dec 2, 2011 to presentfactForm ADV
← BLAISDELL, JOHN, ARTHUROwnerELECTED MANAGER, ownership code F, individual
Dec 2, 2011 to presentfactForm ADV
← BLAISDELL, JOHN, ARTHUROwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Dec 2, 2011 to presentfactForm ADV
← PRICE, JOHN, EDWARDOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Dec 2, 2011 to presentfactForm ADV
← SALIENT CAPITAL MANAGEMENT, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Dec 2, 2011 to presentfactForm ADV
← SALIENT PARTNERS, L.P.OwnerMEMBER, ownership code E, domestic entity
Dec 2, 2011 to presentfactForm ADV

Owns (3)

← DEAN, CHRISTOPHER, JOHNOwnerELECTED MANAGER, ownership code F, individual
Dec 2, 2011 to presentfactForm ADV
← KELLY, WILLIAM, JOHNOwnerELECTED MANAGER, ownership code F, individual
Dec 2, 2011 to presentfactForm ADV
← FERGUSON, JOHN, PHILIPOwnerELECTED MANAGER, ownership code F, individual
May 21, 2012 to presentfactForm ADV

Registered with (4)

← Michelle Cisneros RuchAdvisorregistration: previous registration
Jul 18, 2011 to Oct 27, 2015factForm ADV
← WILLIAM ROBINSON WAGNERAdvisorregistration: previous registration
May 13, 2013 to Oct 27, 2015factForm ADV
← JULIAN SWOOP HILLERYAdvisorregistration: previous registration
May 23, 2013 to Jan 24, 2014factForm ADV
← ARTHUR HAAG SHERMANAdvisorregistration: previous registration
Dec 22, 2010 to Nov 11, 2011factForm ADV

Moved with (1)

→ CYPRESS CREEK PARTNERSRegistered adviser2 advisors, team lift out, same day
Oct 27, 2015 to May 13, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df0d9297-e81f-daf4-62ea-49f6b819d29e
First observed: Dec 2, 2011
Last observed: Jun 19, 2015 136 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INTEGRITY CAPITAL, LLC

CRD 151719

HOUSTON, TX

Data as of Jun 19, 2015 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 8:22 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BACHTOLD, PAUL, AXTELL

CHIEF COMPLIANCE OFFICER

yes

11/2010

Dec 2, 2011

Jun 19, 2015

BLAISDELL, JOHN, ARTHUR

CHIEF EXECUTIVE OFFICER

yes

11/2010

Dec 2, 2011

Jun 19, 2015

BLAISDELL, JOHN, ARTHUR

ELECTED MANAGER

yes

05/2003

Dec 2, 2011

Jun 19, 2015

LINBECK, ANDREW, BAIRD

ELECTED MANAGER

yes

05/2003

Dec 2, 2011

Jun 19, 2015

NAKA, ROBERT, SHIGEO

CHIEF OPERATING OFFICER

yes

06/2015

Jun 18, 2015

Jun 19, 2015

PARTRIDGE, LEE, GEORGE

PRESIDENT/CHIEF INVESTMENT OFFICER

yes

09/2009

Dec 2, 2011

Jun 19, 2015

PRICE, JOHN, EDWARD

CHIEF FINANCIAL OFFICER

yes

11/2010

Dec 2, 2011

Jun 19, 2015

RADCLIFFE, JEREMY, LAWRENCE

SECRETARY

yes

11/2010

Dec 2, 2011

Jun 19, 2015

SALIENT CAPITAL MANAGEMENT, LLC

GENERAL PARTNER

yes

05/2003

Dec 2, 2011

Jun 19, 2015

SALIENT PARTNERS, L.P.

MEMBER

yes

11/2010

Dec 2, 2011

Jun 19, 2015

DEAN, CHRISTOPHER, JOHN

ELECTED MANAGER

01/2010

Dec 2, 2011

Jun 19, 2015

FERGUSON, JOHN, PHILIP

ELECTED MANAGER

05/2012

May 21, 2012

Jun 19, 2015

KELLY, WILLIAM, JOHN

ELECTED MANAGER

04/2011

Dec 2, 2011

Jun 19, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SALIENT CAPITAL ADVISORS, LLC

n/a

FORMER SEC ADVISER

$2.1B

yes

n/a

FORWARD MANAGEMENT, LLC

n/a

FORMER SEC ADVISER

$860M

yes

n/a

ENDOWMENT ADVISERS, L.P.

n/a

ASSET MANAGER

$500M

yes

n/a

THE SALIENT ZARVONA ENERGY FUND GP, L.P.

n/a

ASSET MANAGER

$264M

yes

n/a

BROADMARK ASSET MANAGEMENT LLC

n/a

ASSET MANAGER

$238M

yes

n/a

SUSTAINABLE WOODLANDS PARTNERS, LLC

n/a

FORMER SEC ADVISER

$121M

yes

n/a

SALIENT ADVISORS, L.P.

n/a

ASSET MANAGER

$61.8M

yes

n/a

DIVITIAE DIVITIE, LLC

n/a

yes

n/a

FORWARD SECURITIES, LLC

n/a

yes

n/a

SALIENT CAPITAL L.P.

n/a

yes

n/a

SALIENT INSURANCE AGENCY, LLC

n/a

yes

n/a

SALIENT LIQUID ALTS GP, LLC

n/a

yes

n/a

SALIENT MLP GP, LLC

n/a

yes

n/a

SALIENT PARTNERS EV FUND GP LP

n/a

yes

n/a

SALIENT TETON PRIVATE EQUITY GP, LLC

n/a

yes

n/a

SALIENT TRUST CO., LTA

n/a

yes

n/a

SALIENT ZARVONA II-A GP, LLC

n/a

yes

n/a

SALIENT ZARVONA II-B GP, LLC

n/a

yes

n/a

THE ENDOWMENT FUND GP, L.P.

n/a

yes

n/a

THE ENDOWMENT FUND MANAGEMENT, LLC

n/a

yes

n/a

THE YIELD FUND GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 26, 2015

$8.3B

162

n/a

2013

Mar 24, 2014

$7.7B

156

n/a

2012

Mar 21, 2013

$7.6B

129

n/a

2011

Mar 22, 2012

$8.5B

$7.4B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$8.3B

$7.7B

7.0%

$8.5B

-1.1%

162

156

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CYPRESS CREEK PARTNERS

Oct 27, 2015

May 13, 2013

HOUSTON, TX

TEAM LIFT OUT

OTHER

100.0%