DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Scott David Werling

Advisor at CRAFT WEALTH MANAGEMENT LLC

GARDEN CITY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0fd385e6-e650-1555-0fa1-a3061da48f1f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CRAFT WEALTH MANAGEMENT LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Mar 9, 1994
First registration: Oct 18, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 2292318

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CRAFT WEALTH MANAGEMENT LLC	Former SEC adviser	Aug 31, 2021	n/a	yes	GARDEN CITY, NY	Current employment
CRAFT WEALTH MANAGEMENT LLC	Former SEC adviser	May 21, 2018	Jun 29, 2020	no	GARDEN CITY, NY	Previous registration
LEGEND FINANCIAL MANAGEMENT	n/a	Feb 10, 2016	Dec 16, 2016	no	NEW YORK, NY	Previous registration
ARISTON WEALTH MANAGEMENT, L.P.	Former SEC adviser	Sep 5, 2012	Dec 31, 2014	no	NEW YORK, NY	Previous registration
F500 ADVISORY SERVICES, INC.	Former SEC adviser	Oct 24, 2011	Jun 1, 2012	no	NEWPORT BEACH, CA	Previous registration
BROOKSTONE INVESTMENT ADVISORY SERVICES	Former SEC adviser	Mar 20, 2009	Apr 15, 2010	no	LAKELAND, FL\|CLIFTON, NJ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 18, 2005	Mar 23, 2007	no	Millburn, NJ\|MILLBURN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEGEND FINANCIAL MANAGEMENT	CRAFT WEALTH MANAGEMENT LLC	Dec 16, 2016	May 21, 2018	521	Firm change after gap	Other
ARISTON WEALTH MANAGEMENT, L.P.	LEGEND FINANCIAL MANAGEMENT	Dec 31, 2014	Feb 10, 2016	406	Firm change after gap	Other
F500 ADVISORY SERVICES, INC.	ARISTON WEALTH MANAGEMENT, L.P.	Jun 1, 2012	Sep 5, 2012	96	Firm change	Other
BROOKSTONE INVESTMENT ADVISORY SERVICES	F500 ADVISORY SERVICES, INC.	Apr 15, 2010	Oct 24, 2011	557	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	BROOKSTONE INVESTMENT ADVISORY SERVICES	Mar 23, 2007	Mar 20, 2009	728	Firm change after gap	Other

Relationships

Registered with (6)

→ CRAFT WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
May 21, 2018 to Jun 29, 2020factForm ADV
→ LEGEND FINANCIAL MANAGEMENTRegistered adviserregistration: previous registration
Feb 10, 2016 to Dec 16, 2016factForm ADV
→ ARISTON WEALTH MANAGEMENT, L.P.Registered adviserregistration: previous registration
Sep 5, 2012 to Dec 31, 2014factForm ADV
→ F500 ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Oct 24, 2011 to Jun 1, 2012factForm ADV
→ BROOKSTONE INVESTMENT ADVISORY SERVICESRegistered adviserregistration: previous registration
Mar 20, 2009 to Apr 15, 2010factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 18, 2005 to Mar 23, 2007factForm ADV

Dated events

No dated event names this entity yet.