DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott David Werling
Feed of 09/14/2026
At current firm
5 y
since Aug 31, 2021
In the industry
32 y
since Mar 9, 1994 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Craft Wealth Management LLC former currentsince Aug 31, 2021 · Garden City, Ny
- Craft Wealth Management LLC formerMay 21, 2018 to Jun 29, 2020 · Garden City, Ny
- Legend Financial Management unclassifiedFeb 10, 2016 to Dec 16, 2016 · New York, Ny
- Ariston Wealth Management, L.P. formerSep 5, 2012 to Dec 31, 2014 · New York, Ny
- F500 Advisory Services, Inc. formerOct 24, 2011 to Jun 1, 2012 · Newport Beach, Ca
- Brookstone Investment Advisory Services formerMar 20, 2009 to Apr 15, 2010 · Lakeland, Fl
- Charles Schwab & Co., Inc. national BDOct 18, 2005 to Mar 23, 2007 · Millburn, Nj
Moves
a registration end followed by a registration begin elsewhere
- Legend Financial Management to Craft Wealth Management LLCleft Dec 16, 2016, registered May 21, 2018 (521 days) · Other
- Ariston Wealth Management, L.P. to Legend Financial Managementleft Dec 31, 2014, registered Feb 10, 2016 (406 days) · Other
- F500 Advisory Services, Inc. to Ariston Wealth Management, L.P.left Jun 1, 2012, registered Sep 5, 2012 (96 days) · Other
- Brookstone Investment Advisory Services to F500 Advisory Services, Inc.left Apr 15, 2010, registered Oct 24, 2011 (557 days) · Other
- Charles Schwab & Co., Inc. to Brookstone Investment Advisory Servicesleft Mar 23, 2007, registered Mar 20, 2009 (728 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address