DFX Intelligence

B•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

B•••••• C••••

Advisor at L•• F•••••••• L••

LITTLETON, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Dec 15, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 4, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 26, 2024	n/a	yes	LITTLETON, CO	Current employment
F••••• I•••••••••	Independent wealth	Sep 14, 2022	Jul 10, 2024	no	PLANO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	L•• F•••••••• L••	Jul 10, 2024	Jul 26, 2024	16	Firm change	RIA to ibd
A••••••••• F•••••••• S•••••••• L••	F••••• I•••••••••	Aug 2, 2022	Sep 14, 2022

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 15, 2012 to Feb 25, 2013factForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Sep 14, 2022 to Jul 10, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 22, 2021 to Aug 2, 2022factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Jul 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 2, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 15, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.