DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• C••••

L•• F•••••••• L••BD affiliatedLittleton, Codual registrantIAPD 5883032

Certified Financial Planner

Feed of 09/14/2026

Also filed as Bradley Ryan Cooke

At current firm

2 y

since Jul 26, 2024

In the industry

13 y

since Dec 4, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 26, 2024 · Littleton, Co
F••••• I••••••••• independent RIA
Sep 14, 2022 to Jul 10, 2024 · Plano, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Jul 22, 2021 to Aug 2, 2022 · Arlington, Tx
F••••••• P••••••• A•• W•••••••• A••••••• former
Apr 23, 2021 to Jun 30, 2021 · Westlake, Tx
U••• F•••••••• P••••••• S••••••• former
Feb 10, 2014 to Aug 12, 2015 · Addison, Tx
S•••••• W••••• P•••••••• L•• BD affiliated
Feb 28, 2013 to Oct 28, 2013 · Frisco, Tx
L•• F•••••••• L•• BD affiliated
Dec 15, 2012 to Feb 25, 2013 · Frisco, Tx

Moves

a registration end followed by a registration begin elsewhere

F••••• I••••••••• to L•• F•••••••• L••
left Jul 10, 2024, registered Jul 26, 2024 (16 days) · RIA to affiliated broker-dealer or bank
A••••••••• F•••••••• S•••••••• L•• to F••••• I•••••••••
left Aug 2, 2022, registered Sep 14, 2022 (43 days) · Affiliated broker-dealer or bank to independent RIA
F••••••• P••••••• A•• W•••••••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Jun 30, 2021, registered Jul 22, 2021 (22 days) · Affiliated broker-dealer or bank to another
U••• F•••••••• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Aug 12, 2015, registered Apr 23, 2021 (2081 days) · Other
S•••••• W••••• P•••••••• L•• to U••• F•••••••• P••••••• S•••••••
left Oct 28, 2013, registered Feb 10, 2014 (105 days) · Other
L•• F•••••••• L•• to S•••••• W••••• P•••••••• L••
left Feb 25, 2013, registered Feb 28, 2013 (3 days) · Other

Signals

B•••••• C•••• left F••••• I••••••••• for L•• F•••••••• L•• (registered 2024-07-26)
Jul 10, 2024 · Advisor changed firm · fact
B•••••• C•••• left A••••••••• F•••••••• S•••••••• L•• for F••••• I••••••••• (registered 2022-09-14)
Aug 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address