DFX Intelligence

T• A••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

T• A••• B•••••••

Advisor at B••••••• W••••• M•••••••••

ALTOONA, WI

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Search this name across graphsid dfx:ria:1042cd9f-aca6-7acc-8b1c-76e1c89d95f2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 21, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 18, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• W••••• M•••••••••	Independent wealth	Apr 28, 2025	n/a	yes	ALTOONA, WI	Current employment
G•••• V••••• A•••••• G••••• L••	Independent wealth	Jun 18, 2020	Apr 28, 2025	no	BERWYN, PA\|ALTOONA, WI\|Woodbury, MN\|Minnetonka, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• V••••• A•••••• G••••• L••	B••••••• W••••• M•••••••••	Apr 28, 2025	Apr 28, 2025	0	Firm change	RIA to new firm
B••••••• W••••• M••••••••• L•••	G•••• V••••• A•••••• G••••• L••	Aug 18, 2020	Jun 18, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
123913:335431:MN:2025-04-28	Apr 28, 2025	Apr 28, 2025	MINNETONKA, MN	Firm change
164892:123913:WI:2020-08-18	Aug 18, 2020	Jun 18, 2020	ALTOONA, WI	Firm change after gap

Relationships

Registered with (7)

→ B••••••• W••••• M•••••••••Registered adviserregistration: current employment
Apr 28, 2025 to presentfactForm ADV
→ G•••• V••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Jun 18, 2020 to Apr 28, 2025factForm ADV
→ B••••••• W••••• M••••••••• L•••Registered adviserregistration: previous registration
Oct 15, 2012 to Aug 18, 2020factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Apr 28, 2025
A•••••• firm change
T• A••• B••••••• left G•••• V••••• A•••••• G••••• L•• for B••••••• W••••• M••••••••• (registered 2025-04-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1042cd9f-aca6-7acc-8b1c-76e1c89d95f2
First observed: Jun 21, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.