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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BERNICKE WEALTH MANAGEMENT

BERNICKE WEALTH MANAGEMENT, LTD., CRD 335431

ALTOONA, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f679e99-88e8-6df4-b4b3-b9dcfb2fba46

Data as of May 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 3
On other graphs: 0
Observed: Apr 24, 2025 to May 26, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=6.0
Regulatory AUM: $887MItem 5.F on the latest filing (2026-05-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $887M
Private client RAUM: $839MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $73.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 26
Advisory employees: 6
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 2,606
Individual clients: 513
High net worth clients: 355
Custody, client assets: $154M
SEC number: 801-132485
CRD: 335431
Filings on the tape: 5
First filed: Apr 24, 2025
Latest filed: May 26, 2026
Organised: Corporation, WI

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TY ALAN BERNICKE	Certified Financial Planner	ALTOONA, WI	1	29	6	yes
STEVEN PEARSON LATHAM	Certified Financial Planner	ALTOONA, WI	1	18	3	yes
DANIEL VERNON ESTENSON	Certified Financial Planner	ALTOONA, WI	1	13	2	yes
Lindsey Marie Hendrickson	n/a	Minnetonka, MN \| ALTOONA, WI	1	13	2	yes
Mitchell Antone VanDenMeerendonk	Certified Financial Planner	ALTOONA, WI	1	12	2	yes
KRISTIE LYNN WEBER	n/a	ALTOONA, WI	0	10	2	yes
Tasha Strand	n/a	ALTOONA, WI	0	14	1	yes
William Peterson	Certified Financial Planner	ALTOONA, WI	0	11	n/a	yes
Haley Alexis Turk	n/a	ALTOONA, WI	0	10	n/a	yes
Katherine Jade Aubart	n/a	ALTOONA, WI	0	10	1	yes
Annasia Marie Ford-McCollum	n/a	Woodbury, MN \| ALTOONA, WI	0	10	1	yes
Brody Bernicke	n/a	ALTOONA, WI	0	11	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BERNICKE, TY, ALAN	Principal	E	yes	06/2016	May 26, 2026	May 26, 2026
LOGSLETT, PAIGE, ELIZABETH	DIRECTOR OF OPERATIONS	Na	no	04/2025	May 26, 2026	May 26, 2026
WEBER, KRISTIE, LYNN	DIRECTOR OF WEALTH SERVICES / CCO	Na	no	08/2025	May 26, 2026	May 26, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 28, 2026	$887M	$887M	26	6	3	n/a	n/a
2024	Apr 24, 2025	$0	$0	26	6	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	1	3	8.3%	0	0	0	10	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$887M	$0	n/a	n/a	n/a	26	26	3	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
GREAT VALLEY ADVISOR GROUP, LLC	2	Oct 9, 2025	Dec 1, 2025	BERWYN, PA	Team lift out	RIA to RIA	1.2%
GREAT VALLEY ADVISOR GROUP, LLC	4	Apr 28, 2025	Apr 28, 2025	MINNETONKA, MN	Team lift out	RIA to new firm	2.3%

Relationships

Owns (2)

← WEBER, KRISTIE, LYNNOwnerDIRECTOR OF WEALTH SERVICES / CCO, ownership code NA, individual
May 26, 2026 to presentfactForm ADV
← LOGSLETT, PAIGE, ELIZABETHOwnerDIRECTOR OF OPERATIONS, ownership code NA, individual
May 26, 2026 to presentfactForm ADV

Controls (1)

← BERNICKE, TY, ALANOwnerPRINCIPAL, ownership code E, individual
May 26, 2026 to presentfactForm ADV

Registered with (13)

← Brody BernickeAdvisorregistration: current employment
May 20, 2026 to presentfactForm ADV
← Annasia Marie Ford-McCollumAdvisorregistration: current employment
Dec 1, 2025 to presentfactForm ADV
← Katherine Jade AubartAdvisorregistration: current employment
Nov 26, 2025 to presentfactForm ADV
← KRISTIE LYNN WEBERAdvisorregistration: current employment
Nov 20, 2025 to presentfactForm ADV
← Tasha StrandAdvisorregistration: current employment
Nov 20, 2025 to presentfactForm ADV
← William PetersonAdvisorregistration: current employment
Nov 20, 2025 to presentfactForm ADV
← Haley Alexis TurkAdvisorregistration: current employment
Nov 20, 2025 to presentfactForm ADV
← TY ALAN BERNICKEAdvisorregistration: current employment
Apr 28, 2025 to presentfactForm ADV
← STEVEN PEARSON LATHAMAdvisorregistration: current employment
Apr 28, 2025 to presentfactForm ADV
← DANIEL VERNON ESTENSONAdvisorregistration: current employment
Apr 28, 2025 to presentfactForm ADV
← Lindsey Marie HendricksonAdvisorregistration: current employment
Apr 28, 2025 to presentfactForm ADV
← Mitchell Antone VanDenMeerendonkAdvisorregistration: current employment
Apr 28, 2025 to presentfactForm ADV
← TENNER C STOEAdvisorregistration: previous registration
Apr 28, 2025 to Oct 20, 2025factForm ADV

Moved with (1)

← GREAT VALLEY ADVISOR GROUP, LLCRegistered adviser2 advisors, team lift out, same day
Oct 9, 2025 to Nov 26, 2025factForm ADV

Dated events

Occurred
Oct 20, 2025
Advisor changed firm
Tenner C Stoe left Bernicke Wealth Management for Boyum Wealth Architects Llc (registered 2025-10-29)
Form ADVobserved 5 days ago
Occurred
Oct 9, 2025
Team lift-out
2 advisors left Great Valley Advisor Group, LLC (Berwyn, PA) for Bernicke Wealth Management on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Apr 28, 2025
Team lift-out
5 advisors left Great Valley Advisor Group, LLC (Minnetonka, MN) for Bernicke Wealth Management on the same day
Form ADVobserved 4 days ago
5 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f679e99-88e8-6df4-b4b3-b9dcfb2fba46
First observed: Apr 24, 2025
Last observed: May 26, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BERNICKE WEALTH MANAGEMENT

BERNICKE WEALTH MANAGEMENT, LTD., CRD 335431

ALTOONA, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f679e99-88e8-6df4-b4b3-b9dcfb2fba46

Data as of May 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:41 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TY ALAN BERNICKE

Certified Financial Planner

ALTOONA, WI

yes

STEVEN PEARSON LATHAM

Certified Financial Planner

ALTOONA, WI

yes

DANIEL VERNON ESTENSON

Certified Financial Planner

ALTOONA, WI

yes

Lindsey Marie Hendrickson

n/a

Minnetonka, MN | ALTOONA, WI

yes

Mitchell Antone VanDenMeerendonk

Certified Financial Planner

ALTOONA, WI

yes

KRISTIE LYNN WEBER

n/a

ALTOONA, WI

yes

Tasha Strand

n/a

ALTOONA, WI

yes

William Peterson

Certified Financial Planner

ALTOONA, WI

n/a

yes

Haley Alexis Turk

n/a

ALTOONA, WI

n/a

yes

Katherine Jade Aubart

n/a

ALTOONA, WI

yes

Annasia Marie Ford-McCollum

n/a

Woodbury, MN | ALTOONA, WI

yes

Brody Bernicke

n/a

ALTOONA, WI

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BERNICKE, TY, ALAN

Principal

yes

06/2016

May 26, 2026

LOGSLETT, PAIGE, ELIZABETH

DIRECTOR OF OPERATIONS

04/2025

May 26, 2026

WEBER, KRISTIE, LYNN

DIRECTOR OF WEALTH SERVICES / CCO

08/2025

May 26, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 28, 2026

$887M

n/a

2024

Apr 24, 2025

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

8.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$887M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

GREAT VALLEY ADVISOR GROUP, LLC

Oct 9, 2025

Dec 1, 2025

BERWYN, PA

Team lift out

RIA to RIA

1.2%

GREAT VALLEY ADVISOR GROUP, LLC

Apr 28, 2025

MINNETONKA, MN

Team lift out

RIA to new firm

2.3%