DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ty Alan Bernicke
Certified Financial Planner
Feed of 09/14/2026
Also filed as Ty A Bernicke
At current firm
1 y
since Apr 28, 2025
In the industry
29 y
since Sep 18, 1997 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Bernicke Wealth Management independent RIA currentsince Apr 28, 2025 · Altoona, Wi
- Great Valley Advisor Group, LLC independent RIAJun 18, 2020 to Apr 28, 2025 · Berwyn, Pa
- Bernicke Wealth Management, Ltd. formerOct 15, 2012 to Aug 18, 2020 · Altoona, Wi
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 2, 2009 to Oct 16, 2012 · Eau Claire, Wi
- Raymond James Financial Services, Inc. unclassifiedJul 16, 2008 to Jan 2, 2009 · Eau Claire, Wi
- Sii Investments, Inc. formerJan 31, 2005 to Jul 16, 2008 · Eau Claire, Wi
- Bernicke & Associates, Ltd unclassifiedJun 21, 1999 to Dec 2, 2003 · Eau Claire, Wi
Moves
a registration end followed by a registration begin elsewhere
- Great Valley Advisor Group, LLC to Bernicke Wealth Managementleft Apr 28, 2025, registered Apr 28, 2025 (0 days) · RIA to a newly registered adviser · moved with a team
- Bernicke Wealth Management, Ltd. to Great Valley Advisor Group, LLCleft Aug 18, 2020, registered Jun 18, 2020 (-61 days) · RIA to RIA · moved with a team
- Raymond James Financial Services Advisors, Inc to Bernicke Wealth Management, Ltd.left Oct 16, 2012, registered Oct 15, 2012 (-1 days) · Other
- Raymond James Financial Services, Inc. to Raymond James Financial Services Advisors, Incleft Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- Sii Investments, Inc. to Raymond James Financial Services, Inc.left Jul 16, 2008, registered Jul 16, 2008 (0 days) · Other
- Bernicke & Associates, Ltd to Sii Investments, Inc.left Dec 2, 2003, registered Jan 31, 2005 (426 days) · Other
Signals
- Ty Alan Bernicke left Great Valley Advisor Group, Llc for Bernicke Wealth Management (registered 2025-04-28)Apr 28, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address