DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Diamond Wealth Advisors

Former SEC-registered adviserCarlisle, PennsylvaniaCRD 286163SEC 801-118957IAPD
Legal name Jd Financial Services Inc.
Latest filing Jan 24, 2022
First filing on the tape Jan 6, 2017 · 14 filings
RAUM
$211M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
100%
$211M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$211M as of Jan 24, 2022
Feb 26, 2021$182M then
HNW client RAUM$112M as of Jan 24, 2022
Feb 26, 2021$72.1M then
State-registered IARs (5.B.3)2 as of Jan 24, 2022
Feb 26, 20212 then
Employees (5.A)6 as of Jan 24, 2022
Feb 26, 20215 then
Private funds: no history
RAUM +16% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Jan 24, 2022; every figure names its basis
RAUM per advisor
$105MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
207derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.8MderivedHNW RAUM over HNW clients
Average account
$153,075derivedRAUM over accounts (5.F.2.f)
Discretionary
93%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+16%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-17%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Wrap fee program
$196MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$112M53%
  • Individuals$99.0M47%
Individual clients
351reported
HNW clients
62reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,378reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • A James Degaetano · President And Chief Compliance Officercontrol
      since 03/2017 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,314 to 1,378
      May 7, 2021 to Jan 24, 2022
    • Advisory employees · 2 to 3
      May 7, 2021 to Jan 24, 2022
    • HNW clients · 46 to 62
      May 7, 2021 to Jan 24, 2022
    • Individual clients · 449 to 351
      May 7, 2021 to Jan 24, 2022
    • Employees · 5 to 6
      May 7, 2021 to Jan 24, 2022
    • Discretionary RAUM · $162M to $196M
      May 7, 2021 to Jan 24, 2022
    • HNW RAUM · $72.1M to $112M
      May 7, 2021 to Jan 24, 2022
    • Individual RAUM · $110M to $99.0M
      May 7, 2021 to Jan 24, 2022
    • Non-discretionary RAUM · $20.1M to $14.9M
      May 7, 2021 to Jan 24, 2022
    • RAUM · $182M to $211M
      May 7, 2021 to Jan 24, 2022
    • Accounts · 667 to 1,314
      Dec 8, 2020 to Feb 26, 2021
    • HNW clients · 31 to 46
      Dec 8, 2020 to Feb 26, 2021
    • Individual clients · 167 to 449
      Dec 8, 2020 to Feb 26, 2021
    • Financial planning clients · 101-250 to 0
      Dec 8, 2020 to Feb 26, 2021
    • Discretionary RAUM · $93.5M to $162M
      Dec 8, 2020 to Feb 26, 2021
    • HNW RAUM · $44.9M to $72.1M
      Dec 8, 2020 to Feb 26, 2021
    • Individual RAUM · $56.5M to $110M
      Dec 8, 2020 to Feb 26, 2021
    • Non-discretionary RAUM · $7.8M to $20.1M
      Dec 8, 2020 to Feb 26, 2021
    • RAUM · $101M to $182M
      Dec 8, 2020 to Feb 26, 2021
    • Related broker-dealer · true to false
      Jul 28, 2020 to Aug 19, 2020
    • Accounts · 0 to 667
      May 31, 2017 to May 21, 2020
    • Advisory employees · 1 to 2
      May 31, 2017 to May 21, 2020
    • BD registered reps · 1 to 2
      May 31, 2017 to May 21, 2020
    • HNW clients · unset to 31.0
      May 31, 2017 to May 21, 2020
    • Individual clients · unset to 167.0
      May 31, 2017 to May 21, 2020
    • Employees · 1 to 5
      May 31, 2017 to May 21, 2020
    • Financial planning clients · 0 to 101-250
      May 31, 2017 to May 21, 2020
    • State-registered IARs · 1 to 2
      May 31, 2017 to May 21, 2020
    • Other offices · unset to 0.0
      May 31, 2017 to May 21, 2020
    • Discretionary RAUM · $0 to $93.5M
      May 31, 2017 to May 21, 2020
    • HNW RAUM · unset to 44857647.0
      May 31, 2017 to May 21, 2020
    • Individual RAUM · unset to 56488034.0
      May 31, 2017 to May 21, 2020
    • Non-discretionary RAUM · $0 to $7.8M
      May 31, 2017 to May 21, 2020
    • RAUM · $0 to $101M
      May 31, 2017 to May 21, 2020
    • Wrap assets (manager) · unset to 0.0
      May 31, 2017 to May 21, 2020
    • Wrap assets (sponsor) · unset to 0.0
      May 31, 2017 to May 21, 2020
    • Business name · JD FINANCIAL SERVICES INC. to DIAMOND WEALTH ADVISORS
      Mar 6, 2017 to May 12, 2017
    • Related broker-dealer · false to true
      Mar 6, 2017 to May 12, 2017
    • Advisory activities · 2 to 3
      Jan 6, 2017 to Mar 6, 2017
    • BD registered reps · 0 to 1
      Jan 6, 2017 to Mar 6, 2017
    Signals
    5 dated events
    • Christina Alexis Ward left Diamond Wealth Advisors for Cwm, Llc (registered 2022-04-19)
      May 20, 2022 · Advisor changed firm · fact
    • James A Degaetano left Diamond Wealth Advisors for Cwm, Llc (registered 2022-04-19)
      May 20, 2022 · Advisor changed firm · fact
    • 2 advisors left Diamond Wealth Advisors (Carlisle, PA) for Cwm, LLC on the same day
      May 20, 2022 · Team lift-out · derived
    • Diamond Wealth Advisors filed its initial SEC registration (Form ADV)
      May 21, 2020 · First SEC registration · fact
    • Jd Financial, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Mar 6, 2017 · Succession (Item 4) · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026