DFX Intelligence

T••••• A••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

T••••• A••••• K•••••

Advisor at C• I••••••••• L••

Plano, TX | AUBURN, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:106a2b90-be63-76dd-9d9c-58410a843345

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 12, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• I••••••••• L••	Independent wealth	Oct 16, 2018	n/a	yes	AUBURN, IN\|Plano, TX	Current employment
P••••••• W••••• P••••••• L••	Former SEC adviser	May 2, 2022	Oct 25, 2022	no	Plano, TX\|BLOOMINGTON, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• W••••• P••••••• L••	n/a	Oct 25, 2022	n/a	n/a	Departure no registered destination	Departure
C•• A•••••••• L••	P••••••• W••••• P••••••• L••	Sep 22, 2020	May 2, 2022	587

Team moves

••• Locked

Team	Left	Joined	From	Kind
122484:292627:TX:2018-11-27	Nov 27, 2018	Oct 16, 2018	PLANO, TX	Firm change after gap
6413:122484:TX:2015-07-13	Jul 13, 2015	Oct 8, 2002	PLANO, TX	Firm change after gap

Relationships

Registered with (5)

→ C• I••••••••• L••Registered adviserregistration: current employment
Oct 16, 2018 to presentfactForm ADV
→ P••••••• W••••• P••••••• L••Registered adviserregistration: previous registration
May 2, 2022 to Oct 25, 2022factForm ADV
→ C•• A•••••••• L••Registered adviserregistration: previous registration
May 17, 2019 to Sep 22, 2020factForm ADV
→ C•• T••••

Dated events

Occurred
Oct 25, 2022
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:106a2b90-be63-76dd-9d9c-58410a843345
First observed: Jun 28, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.