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RIA / WealthAdvisor13 years in industry

Sean Fredrich Stevenson

Advisor at GRADIENT INVESTMENTS, LLC

ARDEN HILLS, MN

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Search this name across graphsid dfx:ria:108d9baf-1496-485b-4fdc-4dced24f9943

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 27, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GRADIENT INVESTMENTS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 26, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 26, 2012
First registration: Sep 27, 2012
Dual registered: no
Other names: SEAN F STEVENSON
IAPD individual key: 5850469

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GRADIENT INVESTMENTS, LLC	Independent wealth	Apr 8, 2026	n/a	yes	ARDEN HILLS, MN	Current employment
GALLACHER CAPITAL MANAGEMENT, LLC	Independent wealth	Jun 26, 2025	Oct 2, 2025	no	MAPLEWOOD, MN\|LONE TREE, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 21, 2021	Dec 5, 2023	no	Woodbury, MN\|Edina, MN	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 17, 2016	Oct 20, 2021	no	las Vegas, NV	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 17, 2016	Oct 20, 2021	no	LAS VEGAS, NV	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 27, 2012	Nov 12, 2015	no	Las Vegas, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GALLACHER CAPITAL MANAGEMENT, LLC	GRADIENT INVESTMENTS, LLC	Oct 2, 2025	Apr 8, 2026	188	Firm change	RIA to RIA
CHARLES SCHWAB & CO., INC.	GALLACHER CAPITAL MANAGEMENT, LLC	Dec 5, 2023	Jun 26, 2025	569	Firm change after gap	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Oct 20, 2021	Oct 21, 2021	1	Channel change	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 20, 2021	Feb 17, 2016	-2,072	Channel change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	TD AMERITRADE, INC.	Nov 12, 2015	Feb 17, 2016	97	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:7870:NV:2015-11-03	Nov 12, 2015	Feb 17, 2016	LAS VEGAS, NV	Firm change

Relationships

Registered with (6)

→ GRADIENT INVESTMENTS, LLCRegistered adviserregistration: current employment
Apr 8, 2026 to presentfactForm ADV
→ GALLACHER CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 26, 2025 to Oct 2, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 21, 2021 to Dec 5, 2023factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 17, 2016 to Oct 20, 2021factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 17, 2016 to Oct 20, 2021factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 27, 2012 to Nov 12, 2015factForm ADV

Dated events

Occurred
Oct 2, 2025
Advisor changed firm
Sean Fredrich Stevenson left Gallacher Capital Management, Llc for Gradient Investments, Llc (registered 2026-04-08)
Form ADVobserved 5 days ago
Occurred
Dec 5, 2023
Advisor changed firm
Sean Fredrich Stevenson left Charles Schwab & Co., Inc. for Gallacher Capital Management, Llc (registered 2025-06-26)
Form ADVobserved 5 days ago