DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Reinbeck, IA | Charles City, IA | Cedar Falls, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 1, 2024 | n/a | yes | Cedar Falls, IA|Reinbeck, IA|Reinbeck, IA|Charles City, IA | Current employment |
| LSB WEALTH MANAGEMENT | Independent wealth | Dec 6, 2021 | Mar 5, 2024 | no | Reinbeck, IA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 8, 2019 | Jul 7, 2022 | no | Reinbeck, IA|ELDON, IA|REINBECK, IA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 17, 2012 | Feb 8, 2019 | no | MINNEAPOLIS, MN|MINNEAPOLIS, MN|WATERLOO, IA|Hiawatha, IA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 14, 2011 | Sep 20, 2011 | no | ST. LOUIS, MO | Previous registration |
| EDWARD JONES | National bd RIA | Sep 13, 2010 | Mar 16, 2011 | no | ST LOUIS, MO|EDEN PRAIRIE, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LSB WEALTH MANAGEMENT | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 5, 2024 | Mar 1, 2024 | -4 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | LSB WEALTH MANAGEMENT | Jul 7, 2022 | Dec 6, 2021 | -213 | Firm change after gap | RIA to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Feb 8, 2019 | Feb 8, 2019 | 0 | Firm change | Ibd to RIA |
| WELLS FARGO ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 20, 2011 | Dec 17, 2012 | 454 | Firm change after gap | Wirehouse to ibd |
| EDWARD JONES | WELLS FARGO ADVISORS | Mar 16, 2011 | Apr 14, 2011 | 29 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 310466:6363:IA:2024-03-05 | Mar 5, 2024 | Mar 1, 2024 | REINBECK, IA | Firm change |