DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••• A• R••••••••

A••••••••• F•••••••• S•••••••• L••national BDReinbeck, Ia dual registrantIAPD 5824461

Feed of 09/15/2026

Also filed as K••• Andrew R••••••••

At current firm

2 y

since Mar 1, 2024

In the industry

16 y

since Sep 10, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Mar 1, 2024 · Cedar Falls, Ia
L•• W••••• M••••••••• independent RIA
Dec 6, 2021 to Mar 5, 2024 · Reinbeck, Ia
L•• F•••••••• L•• BD affiliated
Feb 8, 2019 to Jul 7, 2022 · Reinbeck, Ia
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 17, 2012 to Feb 8, 2019 · Minneapolis, Mn
W•••• F•••• A••••••• wirehouse
Apr 14, 2011 to Sep 20, 2011 · St. Louis, Mo
E••••• J•••• national BD
Sep 13, 2010 to Mar 16, 2011 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

L•• W••••• M••••••••• to A••••••••• F•••••••• S•••••••• L••
left Mar 5, 2024, registered Mar 1, 2024 (-4 days) · RIA to affiliated broker-dealer or bank · moved with a team
L•• F•••••••• L•• to L•• W••••• M•••••••••
left Jul 7, 2022, registered Dec 6, 2021 (-213 days) · RIA to RIA
A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
left Feb 8, 2019, registered Feb 8, 2019 (0 days) · Affiliated broker-dealer or bank to independent RIA
W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Sep 20, 2011, registered Dec 17, 2012 (454 days) · Wirehouse to affiliated broker-dealer or bank
E••••• J•••• to W•••• F•••• A•••••••
left Mar 16, 2011, registered Apr 14, 2011 (29 days) · Affiliated broker-dealer or bank to wirehouse

Signals

K••• A• R•••••••• left L•• W••••• M••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-03-01)
Mar 5, 2024 · Advisor changed firm · fact
K••• A• R•••••••• left L•• F•••••••• L•• for L•• W••••• M••••••••• (registered 2021-12-06)
Jul 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address