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RIA / WealthAdvisor29 years in industry

JON LEWIS BOWLES

Advisor at SECURE INVESTMENT MANAGEMENT, LLC

Woodland HIlls, CA | TUCSON, AZ

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Search this name across graphsid dfx:ria:1106e5e7-c98d-008d-3ab2-ace05e6fba93

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Feb 22, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SECURE INVESTMENT MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 19, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 19, 1997
First registration: Feb 22, 1999
Dual registered: no
IAPD individual key: 2862432

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SECURE INVESTMENT MANAGEMENT, LLC	Independent wealth	Jul 14, 2025	n/a	yes	TUCSON, AZ\|Woodland HIlls, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 16, 2021	Aug 22, 2023	no	SAN DIEGO, CA\|Pasadena, CA\|PASADENA, CA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 16, 2019	Dec 21, 2021	no	PASADENA, CA\|PASADENA, CA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Feb 4, 2013	Aug 6, 2019	no	PASADENA, CA\|ATLANTA, GA	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jun 28, 2012	Jan 30, 2013	no	SCOTTSDALE, AZ\|PASADENA, CA	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Nov 30, 2009	Jun 21, 2012	no	PASEDENA, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Dec 14, 2009	no	BURBANK, CA\|GLENDALE, CA\|LOS ANGELES, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Mar 14, 2003	May 29, 2007	no	LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 22, 1999	Mar 4, 2003	no	BEVERLY HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	SECURE INVESTMENT MANAGEMENT, LLC	Aug 22, 2023	Jul 14, 2025	692	Firm change after gap	Ibd to RIA
SECURITIES AMERICA ADVISORS, INC.	LPL FINANCIAL LLC	Dec 21, 2021	Dec 16, 2021	-5	Bulk transfer	Ibd to ibd
FSC SECURITIES CORPORATION	SECURITIES AMERICA ADVISORS, INC.	Aug 6, 2019	Jul 16, 2019	-21	Channel change	Ibd to ibd
SAGEPOINT FINANCIAL, INC.	FSC SECURITIES CORPORATION	Jan 30, 2013	Feb 4, 2013	5	Firm change	Other
SUMMIT FINANCIAL GROUP INC	SAGEPOINT FINANCIAL, INC.	Jun 21, 2012	Jun 28, 2012	7	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	SUMMIT FINANCIAL GROUP INC	Dec 14, 2009	Nov 30, 2009	-14	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	CITICORP INVESTMENT SERVICES	Mar 4, 2003	Mar 14, 2003	10	Firm change	Other

Relationships

Registered with (9)

→ SECURE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 14, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 16, 2021 to Aug 22, 2023factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 16, 2019 to Dec 21, 2021factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 4, 2013 to Aug 6, 2019factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jun 28, 2012 to Jan 30, 2013factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Nov 30, 2009 to Jun 21, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Dec 14, 2009factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Mar 14, 2003 to May 29, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 22, 1999 to Mar 4, 2003factForm ADV

Dated events

Occurred
Aug 22, 2023
Advisor changed firm
Jon Lewis Bowles left Lpl Financial Llc for Secure Investment Management, Llc (registered 2025-07-14)
Form ADVobserved 4 days ago