DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jon Lewis Bowles
Feed of 09/14/2026
At current firm
1 y
since Jul 14, 2025
In the industry
29 y
since May 19, 1997 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Secure Investment Management, LLC independent RIA currentsince Jul 14, 2025 · Tucson, Az
- LPL Financial LLC BD affiliatedDec 16, 2021 to Aug 22, 2023 · San Diego, Ca
- Securities America Advisors, Inc. formerJul 16, 2019 to Dec 21, 2021 · Pasadena, Ca
- Fsc Securities Corporation formerFeb 4, 2013 to Aug 6, 2019 · Pasadena, Ca
- Sagepoint Financial, Inc. formerJun 28, 2012 to Jan 30, 2013 · Scottsdale, Az
- Summit Financial Group Inc formerNov 30, 2009 to Jun 21, 2012 · Pasedena, Ca
- Citigroup Global Markets Inc. BD affiliatedMay 29, 2007 to Dec 14, 2009 · Burbank, Ca
- Citicorp Investment Services unclassifiedMar 14, 2003 to May 29, 2007 · Los Angeles, Ca
- Morgan Stanley Dw Inc. unclassifiedFeb 22, 1999 to Mar 4, 2003 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Secure Investment Management, LLCleft Aug 22, 2023, registered Jul 14, 2025 (692 days) · Affiliated broker-dealer or bank to independent RIA
- Securities America Advisors, Inc. to LPL Financial LLCleft Dec 21, 2021, registered Dec 16, 2021 (-5 days) · corporate re-registration, not a move
- Fsc Securities Corporation to Securities America Advisors, Inc.left Aug 6, 2019, registered Jul 16, 2019 (-21 days) · channel change inside one enterprise, not a move
- Sagepoint Financial, Inc. to Fsc Securities Corporationleft Jan 30, 2013, registered Feb 4, 2013 (5 days) · Other
- Summit Financial Group Inc to Sagepoint Financial, Inc.left Jun 21, 2012, registered Jun 28, 2012 (7 days) · Other
- Citigroup Global Markets Inc. to Summit Financial Group Incleft Dec 14, 2009, registered Nov 30, 2009 (-14 days) · Other
- Citicorp Investment Services to Citigroup Global Markets Inc.left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Citicorp Investment Servicesleft Mar 4, 2003, registered Mar 14, 2003 (10 days) · Other
Signals
- Jon Lewis Bowles left Lpl Financial Llc for Secure Investment Management, Llc (registered 2025-07-14)Aug 22, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address