DFX Intelligence

L••••• W•••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor47 years in industry

L••••• W•••• H•••

Advisor at B••••••••• W••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:1132b210-8443-f28d-52d5-d18ff84ed22c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W••••• A•••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Oct 1, 1978earliest registration or exam on IAPD
Years in industry: 47derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• W••••• A•••••••• L••	No RAUM reported	Aug 22, 2019	n/a	yes	Carmichael, CA\|WHEATON, IL\|Citrus Heights, CA	Current employment
H••••• I••••••••• M••••••••• L••	Independent wealth	Aug 22, 2017	Aug 21, 2019	no	Gold River, CA\|CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• I••••••••• M••••••••• L••	B••••••••• W••••• A•••••••• L••	Aug 21, 2019	Aug 22, 2019	1	Firm change	RIA to RIA
W••••• W•••• A•••••••• I••	H••••• I••••••••• M••••••••• L••	Aug 14, 2017	Aug 22, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
119880:137658:OH:2019-08-21	Aug 21, 2019	Aug 22, 2019	CINCINNATI, OH	Firm change

Relationships

Registered with (8)

→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Aug 22, 2019 to presentfactForm ADV
→ H••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 22, 2017 to Aug 21, 2019factForm ADV
→ W••••• W•••• A•••••••• I••Registered adviserregistration: previous registration
Aug 22, 2016 to Aug 14, 2017factForm ADV
→ F• A•••••• N••••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1132b210-8443-f28d-52d5-d18ff84ed22c
First observed: Mar 14, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.