DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lonnie Wayne Hood
Feed of 09/15/2026
At current firm
7 y
since Aug 22, 2019
In the industry
47 y
since Oct 1, 1978 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Brookstone Wealth Advisors, LLC no RAUM currentsince Aug 22, 2019 · Carmichael, Ca
- Horter Investment Management, LLC independent RIAAug 22, 2017 to Aug 21, 2019 · Gold River, Ca
- Wealth Watch Advisors, Inc independent RIAAug 22, 2016 to Aug 14, 2017 · Gold River, Ca
- Horter Investment Management, LLC independent RIAApr 14, 2014 to Aug 23, 2016 · Gold River, Ca
- Fa Advisor Network, LLC. formerSep 16, 2011 to Dec 31, 2013 · Gold River, Ca
- Transamerica Financial Advisors, LLC BD affiliatedJan 6, 2011 to Aug 4, 2011 · Gold River, Ca
- Cetera Advisors LLC formerJan 2, 2009 to Dec 31, 2010 · Oakhurst, Ca
- Ameritas Advisory Services formerJan 25, 2008 to Dec 17, 2008 · Roseville, Ca
- Cetera Advisors LLC formerJul 12, 2004 to Dec 10, 2007 · Roseville, Ca
- Pruco Securities, LLC no RAUMMar 14, 2002 to Feb 24, 2004 · Roseville, Ca
Moves
a registration end followed by a registration begin elsewhere
- Horter Investment Management, LLC to Brookstone Wealth Advisors, LLCleft Aug 21, 2019, registered Aug 22, 2019 (1 days) · RIA to RIA · moved with a team
- Wealth Watch Advisors, Inc to Horter Investment Management, LLCleft Aug 14, 2017, registered Aug 22, 2017 (8 days) · Other
- Horter Investment Management, LLC to Wealth Watch Advisors, Incleft Aug 23, 2016, registered Aug 22, 2016 (-1 days) · Other
- Fa Advisor Network, LLC. to Horter Investment Management, LLCleft Dec 31, 2013, registered Apr 14, 2014 (104 days) · Other
- Transamerica Financial Advisors, LLC to Fa Advisor Network, LLC.left Aug 4, 2011, registered Sep 16, 2011 (43 days) · Other
- Cetera Advisors LLC to Transamerica Financial Advisors, LLCleft Dec 31, 2010, registered Jan 6, 2011 (6 days) · Other
- Ameritas Advisory Services to Cetera Advisors LLCleft Dec 17, 2008, registered Jan 2, 2009 (16 days) · Other
- Cetera Advisors LLC to Ameritas Advisory Servicesleft Dec 10, 2007, registered Jan 25, 2008 (46 days) · Other
- Pruco Securities, LLC to Cetera Advisors LLCleft Feb 24, 2004, registered Jul 12, 2004 (139 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 47derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address