J••••• J• M•••

Advisor at K••••• A••••••• S•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:113a92f3-6630-3e3f-9e6b-475e17412ce6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 5, 2016	n/a	yes	AUSTIN, TX\|FALLS CHURCH, VA\|WASHINGTON, DC	Current employment
S••••••• I••••••••• S•••••••• I•••	Former SEC adviser	Apr 22, 2013	Apr 23, 2015	no	ARLINGTON, VA\|VIENNA, VA\|LAUREL, MD\|VIENNA, VA\|VIENNA, VA\|GREAT FALLS, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• S•••••••• I•••	K••••• A••••••• S•••••••• L••	Apr 23, 2015	May 5, 2016	378	Firm change	Other
P••••••• A••••••• L••	S••••••• I••••••••• S•••••••• I•••	Jul 11, 2012	Apr 22, 2013

Relationships

Registered with (6)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
May 5, 2016 to presentfactForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 22, 2013 to Apr 23, 2015factForm ADV
→ P••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 6, 2012 to Jul 11, 2012factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:113a92f3-6630-3e3f-9e6b-475e17412ce6
First observed: Jul 30, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.