RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J• M•••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince May 5, 2016 · Austin, Tx
- S••••••• I••••••••• S•••••••• I••• formerApr 22, 2013 to Apr 23, 2015 · Arlington, Va
- P••••••• A••••••• L•• asset managerJun 6, 2012 to Jul 11, 2012 · Bethesda, Md
- M••••• S•••••• wirehouseDec 2, 2010 to Jun 29, 2011 · Washington, Dc
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 22, 2009 to Jun 29, 2010 · Washington, Dc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 30, 2007 to Jul 15, 2008 · Washington, Dc
- S••••••• I••••••••• S•••••••• I••• to K••••• A••••••• S•••••••• L••left Apr 23, 2015, registered May 5, 2016 (378 days) · Other
- P••••••• A••••••• L•• to S••••••• I••••••••• S•••••••• I•••left Jul 11, 2012, registered Apr 22, 2013 (285 days) · Other
- M••••• S•••••• to P••••••• A••••••• L••left Jun 29, 2011, registered Jun 6, 2012 (343 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 29, 2010, registered Dec 2, 2010 (156 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Jul 15, 2008, registered Apr 22, 2009 (281 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address