DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

Stephen Matthew McKenzie

Advisor at J.P. MORGAN SECURITIES LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:118c97b3-740d-2810-fe2c-af3ad8fbcdb6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Oct 19, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 16, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: May 16, 1986
First registration: Oct 19, 2006
Dual registered: yes, broker-dealer
Other names: STEVE MCKENZIE|STEPHEN MATTHEW MCKENZIE|Stephen McKenzie
IAPD individual key: 1277067

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Mar 5, 2026	n/a	yes	Columbia, SC\|Mt. Pleasant, SC\|Columbia, SC\|Columbia, SC\|Columbia, SC\|Charleston, SC\|Columbia, SC\|Mount Pleasant, SC\|North Charleston, SC\|Charleston, SC\|Mt. Pleasant, SC\|Summerville, SC\|Summerville, SC\|Charleston, SC\|Hampstead, NC\|Bluffton, SC\|Irmo, SC\|Summerville, SC\|Myrtle Beach, SC\|Murrells Inlet, SC\|Myrtle Beach, SC\|Charleston, SC\|Pawleys Island, SC\|Charleston, SC\|Lexington, SC	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 3, 2023	Feb 4, 2026	no	Ft Lauderdale, FL\|Charleston, SC\|Charleston, SC\|Bloomfield Hills, MI	Previous registration
COMERICA SECURITIES	Former SEC adviser	Jun 23, 2023	Nov 3, 2023	no	BLOOMFIELD HILLS, MI\|CHARLESTON, SC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 6, 2023	Jun 23, 2023	no	CHARLESTON, SC\|GREENVILLE, SC	Previous registration
CAPITAL INVESTMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Jul 29, 2021	Apr 6, 2023	no	WILMINGTON, NC\|RALEIGH, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 19, 2006	Jun 7, 2021	no	RALEIGH, NC\|CHARLOTTE, NC\|FAYETTEVILLE, NC\|FAYETTEVILLE, NC\|FAYETTEVILLE, NC\|GREENVILLE, NC\|ROCKY MOUNT, NC\|ROCKY MOUNT, NC\|SOUTHERN SHORES, NC\|WILMINGTON, NC\|RALEIGH, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WINDSOR, NC\|MYRTLE BEACH, SC\|MYRTLE BEACH, SC\|PAULEY'S ISLAND, SC\|SURFSIDE BEACH, SC\|FAYETTEVILLE, NC\|ELIZABETH CITY, NC\|FAYETTEVILLE, NC\|GOLDSBORO, NC\|GREENVILLE, NC\|GREENVILLE, NC\|MOREHEAD CITY, NC\|ROCKY MOUNT, NC\|WILLIAMSTON, NC\|CONWAY, SC\|AHOSKIE, NC\|BAYBORO, NC\|BELHAVEN, NC\|ELIZABETH CITY, NC\|GOLDSBORO, NC\|GREENVILLE, NC\|GREENVILLE, NC\|HARKERS ISLAND, NC\|JACKSONVILLE, NC\|JACKSONVILLE, NC\|KILL DEVIL HILLS, NC\|KINSTON, NC\|KINSTON, NC\|LAGRANGE, NC\|LAURINBURG, NC\|LUMBERTON, NC\|MANTEO, NC\|MOREHEAD CITY, NC\|MOUNT OLIVE, NC\|NEW BERN, NC\|NEW BERN, NC\|ROBERSONVILLE, NC\|ROCKY MOUNT, NC\|SEALEVEL, NC\|SNOW HILL, NC\|VANCEBORO, NC\|WASHINGTON, NC\|WASHINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WILSON, NC\|WILSON, NC\|MURRELLS INLET, SC\|GEORGETOWN, SC\|MYRTLE BEACH, SC\|PAWLEYS ISLAND, SC\|SURFSIDE BEACH, SC\|GREENVILLE, NC\|ELIZABETHTOWN, NC\|NORTH MYRTLE BEACH, SC\|ROCKY MOUNT, NC\|WILLIAMSTON, NC\|NEW BERN, NC\|GOLDSBORO, NC\|BEAUFORT, NC\|FAYETTEVILLE, NC\|LAURINBURG, NC\|KINSTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|FAYETTEVILLE, NC\|WILMINGTON, NC\|FAYETTEVILLE, NC\|MOREHEAD CITY, NC\|MYRTLE BEACH, SC\|NEW BERN, NC\|WILSON, NC\|WINSTON SALEM, NC\|RALEIGH, NC\|CHARLOTTE, NC\|WILMINGTON, NC\|CHARLOTTE, NC\|MINNEAPOLIS, MN\|MINNEAPOLIS, MN\|WAYZATA, MN\|DAVENPORT, IA\|DULUTH, MN\|DAVENPORT, IA\|DULUTH, MN\|CHARLOTTE, NC\|CHARLOTTE, NC\|SAN FRANCISCO, CA\|CHARLOTTE, NC\|WALNUT CREEK, CA\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	J.P. MORGAN SECURITIES LLC	Feb 4, 2026	Mar 5, 2026	29	Firm change	Ibd to wirehouse
COMERICA SECURITIES	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 3, 2023	Nov 3, 2023	0	Bulk transfer	RIA to ibd
WELLS FARGO ADVISORS	COMERICA SECURITIES	Jun 23, 2023	Jun 23, 2023	0	Firm change	Wirehouse to RIA
CAPITAL INVESTMENT ADVISORY SERVICES, LLC	WELLS FARGO ADVISORS	Apr 6, 2023	Apr 6, 2023	0	Firm change	Ibd to wirehouse
WELLS FARGO ADVISORS	CAPITAL INVESTMENT ADVISORY SERVICES, LLC	Jun 7, 2021	Jul 29, 2021	52	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:149124:MO:2021-06-07	Jun 7, 2021	Jul 29, 2021	ST LOUIS, MO	Firm change

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Mar 5, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 3, 2023 to Feb 4, 2026factForm ADV
→ COMERICA SECURITIESRegistered adviserregistration: previous registration
Jun 23, 2023 to Nov 3, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 6, 2023 to Jun 23, 2023factForm ADV
→ CAPITAL INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jul 29, 2021 to Apr 6, 2023factForm ADV

Dated events

Occurred
Feb 4, 2026
Advisor changed firm
Stephen Matthew Mckenzie left Ameriprise Financial Services, Llc for J.P. Morgan Securities Llc (registered 2026-03-05)
Form ADVobserved 5 days ago
Occurred
Jun 23, 2023
Advisor changed firm
Stephen Matthew Mckenzie left Wells Fargo Advisors for Comerica Securities (registered 2023-06-23)
Form ADVobserved 5 days ago
Occurred
Apr 6, 2023
Advisor changed firm
Stephen Matthew Mckenzie left Capital Investment Advisory Services, Llc for Wells Fargo Advisors (registered 2023-04-06)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:118c97b3-740d-2810-fe2c-af3ad8fbcdb6
First observed: Oct 19, 2006
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Stephen Matthew McKenzie

Advisor at J.P. MORGAN SECURITIES LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:118c97b3-740d-2810-fe2c-af3ad8fbcdb6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:34 AM UTC and rebuilt at most every 15 minutes.