DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Stephen Matthew Mckenzie

J.P. Morgan Securities LLCwirehouseMurrells Inlet, Sc dual registrantIAPD 1277067

Feed of 09/15/2026

Also filed as Steve Mckenzie

At current firm

0 y

since Mar 5, 2026

In the industry

40 y

since May 16, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Mar 5, 2026 · Columbia, Sc
Ameriprise Financial Services, LLC national BD
Nov 3, 2023 to Feb 4, 2026 · Ft Lauderdale, Fl
Comerica Securities former
Jun 23, 2023 to Nov 3, 2023 · Bloomfield Hills, Mi
Wells Fargo Advisors wirehouse
Apr 6, 2023 to Jun 23, 2023 · Charleston, Sc
Capital Investment Advisory Services, LLC BD affiliated
Jul 29, 2021 to Apr 6, 2023 · Wilmington, Nc
Wells Fargo Advisors wirehouse
Oct 19, 2006 to Jun 7, 2021 · Raleigh, Nc

Moves

a registration end followed by a registration begin elsewhere

Ameriprise Financial Services, LLC to J.P. Morgan Securities LLC
left Feb 4, 2026, registered Mar 5, 2026 (29 days) · Affiliated broker-dealer or bank to wirehouse
Comerica Securities to Ameriprise Financial Services, LLC
left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
Wells Fargo Advisors to Comerica Securities
left Jun 23, 2023, registered Jun 23, 2023 (0 days) · Wirehouse to independent RIA
Capital Investment Advisory Services, LLC to Wells Fargo Advisors
left Apr 6, 2023, registered Apr 6, 2023 (0 days) · Affiliated broker-dealer or bank to wirehouse
Wells Fargo Advisors to Capital Investment Advisory Services, LLC
left Jun 7, 2021, registered Jul 29, 2021 (52 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

Stephen Matthew Mckenzie left Ameriprise Financial Services, Llc for J.P. Morgan Securities Llc (registered 2026-03-05)
Feb 4, 2026 · Advisor changed firm · fact
Stephen Matthew Mckenzie left Wells Fargo Advisors for Comerica Securities (registered 2023-06-23)
Jun 23, 2023 · Advisor changed firm · fact
Stephen Matthew Mckenzie left Capital Investment Advisory Services, Llc for Wells Fargo Advisors (registered 2023-04-06)
Apr 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address