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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC

CRD 138524

PLANO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1192d013-2425-d05d-59cb-42f16b7ad1bd

Data as of Sep 10, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 15
On other graphs: 0
Observed: Nov 28, 2011 to Sep 10, 2024
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $278MItem 5.F on the latest filing (2024-09-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $278MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 370
Individual clients: 92
High net worth clients: 55
SEC number: 801-65121
CIK: 1797334
CRD: 138524
Filings on the tape: 44
First filed: Nov 28, 2011
Latest filed: Sep 10, 2024
Organised: Limited Liability Company, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUTOWSKY, EDWARD, WAYNE	MANAGING MEMBER AND CCO	E	yes	07/2005	Nov 28, 2011	Sep 10, 2024
SAMS, KIM, MEYERS	MANAGING MEMBER	C	yes	08/2014	Nov 28, 2011	Sep 10, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Feb 9, 2024	$278M	$0	5	3	0	n/a	n/a
2022	Feb 14, 2023	$254M	$0	4	3	0	n/a	n/a
2021	Mar 3, 2022	$404M	$0	4	2	0	n/a	n/a
2020	Feb 2, 2021	$424M	$424M	4	2	0	n/a	n/a
2019	Mar 9, 2020	$205M	$0	4	2	0	n/a	n/a
2018	Mar 6, 2019	$192M	$0	5	3	0	n/a	n/a
2017	Mar 23, 2018	$192M	$0	4	2	0	n/a	n/a
2016	Mar 29, 2017	$237M	$0	4	2	n/a	n/a	n/a
2015	Feb 4, 2016	$244M	$0	5	2	n/a	n/a	n/a
2014	Mar 13, 2015	$284M	$0	5	2	n/a	n/a	n/a
2013	Mar 20, 2014	$241M	$0	4	2	n/a	n/a	n/a
2012	Mar 7, 2013	$230M	$0	3	2	n/a	n/a	n/a
2011	Mar 5, 2012	$190M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$278M	$254M	9.5%	$424M	-13.1%	5	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ETHOS FINANCIAL GROUP, LLC	2	Mar 31, 2025	Jan 22, 2025	PLANO, TX	Team lift out	RIA to RIA	66.7%

Relationships

Controls (2)

← BUTOWSKY, EDWARD, WAYNEOwnerMANAGING MEMBER AND CCO, ownership code E, individual
Nov 28, 2011 to presentfactForm ADV
← SAMS, KIM, MEYERSOwnerMANAGING MEMBER, ownership code C, individual
Nov 28, 2011 to presentfactForm ADV

Affiliated with (1)

← PARAMOUNT ACCESS ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (9)

← Edward ButowskyAdvisorregistration: previous registration
Dec 1, 2006 to Mar 31, 2025factForm ADV
← KIM MEYERS SAMSAdvisorregistration: previous registration
Jan 12, 2006 to Mar 31, 2025factForm ADV
← Kristen MarshAdvisorregistration: previous registration
Nov 3, 2021 to Mar 31, 2025factForm ADV
← Matthew Kelly SandstromAdvisorregistration: previous registration
Apr 26, 2024 to Sep 10, 2024factForm ADV
← Jordan Erwin McFarlandAdvisorregistration: previous registration
Jan 30, 2024 to Jul 26, 2024factForm ADV
← MARIA PUENTEAdvisorregistration: previous registration
Jan 14, 2022 to Jan 24, 2023factForm ADV
← Sarah H McGraneAdvisorregistration: previous registration
Jun 25, 2012 to May 29, 2013factForm ADV
← HEATHER LYNN BROWNAdvisorregistration: previous registration
Aug 2, 2010 to Apr 24, 2012factForm ADV
← ROBERT RAYMOND BOROWCZAKAdvisorregistration: previous registration
Jul 30, 2008 to Nov 17, 2009factForm ADV

Moved with (1)

→ ETHOS FINANCIAL GROUP, LLCRegistered adviser2 advisors, team lift out, same day
Mar 31, 2025 to Jan 22, 2025factForm ADV

Dated events

Occurred
May 2, 2025
Left the SEC roster
Chapwood Capital Investment Management, Llc no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $277.8M)
Form ADVobserved 4 days ago
$278M
Occurred
Mar 31, 2025
Team lift-out
2 advisors left Chapwood Capital Investment Management, LLC (Plano, TX) for Ethos Financial Group, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 31, 2025
Advisor changed firm
Kristen Marsh left Chapwood Capital Investment Management, Llc for Ethos Financial Group, Llc (registered 2025-01-22)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2025
Advisor changed firm
Kim Meyers Sams left Chapwood Capital Investment Management, Llc for Ethos Financial Group, Llc (registered 2025-01-22)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2025
Advisor changed firm
Edward Butowsky left Chapwood Capital Investment Management, Llc for Chapwood Customhedge Portfolio Advisory Services, Llc (registered 2010-06-25)
Form ADVobserved 4 days ago
Occurred
Sep 10, 2024
Advisor changed firm
Matthew Kelly Sandstrom left Chapwood Capital Investment Management, Llc for Entrewealth (registered 2024-09-12)
Form ADVobserved 4 days ago
Occurred
Jul 26, 2024
Advisor changed firm
Jordan Erwin Mcfarland left Chapwood Capital Investment Management, Llc for Sagespring Wealth Partners (registered 2024-08-13)
Form ADVobserved 4 days ago
Occurred
Feb 14, 2023
Regulatory AUM changed
Chapwood Capital Investment Management, Llc reported RAUM $253.7M, down 37% from $403.7M (2022-10-27 to 2023-02-14)
Form ADVobserved 4 days ago
$-150M
Occurred
Jan 24, 2023
Advisor changed firm
Maria Puente left Chapwood Capital Investment Management, Llc for Fidelity Personal And Workplace Advisors (registered 2023-04-19)
Form ADVobserved 4 days ago
Occurred
Feb 2, 2021
Regulatory AUM changed
Chapwood Capital Investment Management, Llc reported RAUM $423.7M, up 107% from $204.5M (2021-01-15 to 2021-02-02)
Form ADVobserved 4 days ago
$219M
Occurred
Oct 26, 2020
Control person left
Eugene Kenneth Shade (Cco) no longer on Schedule A of Chapwood Capital Investment Management, Llc (listed 2020-10-01, absent 2020-10-26)
Form ADVobserved 4 days ago
Occurred
Oct 1, 2020
Control person left
Kaz Benjamin Fujihara (Cco) no longer on Schedule A of Chapwood Capital Investment Management, Llc (listed 2020-09-02, absent 2020-10-01)
Form ADVobserved 4 days ago
Occurred
Oct 1, 2020
Control person joined
Eugene Kenneth Shade (Cco) appeared on Schedule A of Chapwood Capital Investment Management, Llc
Form ADVobserved 4 days ago
Occurred
Jun 16, 2020
Control person joined
Kaz Benjamin Fujihara (Cco) appeared on Schedule A of Chapwood Capital Investment Management, Llc
Form ADVobserved 4 days ago
Occurred
Oct 2, 2019
Control person left
D Amy Suhr (Chief Compliance Officer, Coo) no longer on Schedule A of Chapwood Capital Investment Management, Llc (listed 2019-05-01, absent 2019-10-02)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1192d013-2425-d05d-59cb-42f16b7ad1bd
First observed: Nov 28, 2011
Last observed: Sep 10, 2024 24 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC

CRD 138524

PLANO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1192d013-2425-d05d-59cb-42f16b7ad1bd

Data as of Sep 10, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUTOWSKY, EDWARD, WAYNE

MANAGING MEMBER AND CCO

yes

07/2005

Nov 28, 2011

Sep 10, 2024

SAMS, KIM, MEYERS

MANAGING MEMBER

yes

08/2014

Nov 28, 2011

Sep 10, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Feb 9, 2024

$278M

n/a

2022

Feb 14, 2023

$254M

n/a

2021

Mar 3, 2022

$404M

n/a

2020

Feb 2, 2021

$424M

n/a

2019

Mar 9, 2020

$205M

n/a

2018

Mar 6, 2019

$192M

n/a

2017

Mar 23, 2018

$192M

n/a

2016

Mar 29, 2017

$237M

n/a

2015

Feb 4, 2016

$244M

n/a

2014

Mar 13, 2015

$284M

n/a

2013

Mar 20, 2014

$241M

n/a

2012

Mar 7, 2013

$230M

n/a

2011

Mar 5, 2012

$190M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$278M

$254M

9.5%

$424M

-13.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ETHOS FINANCIAL GROUP, LLC

Mar 31, 2025

Jan 22, 2025

PLANO, TX

Team lift out

RIA to RIA

66.7%