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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

KIM MEYERS SAMS

Advisor at ETHOS FINANCIAL GROUP, LLC

KING OF PRUSSIA, PA | PLANO, TX

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Search this name across graphsid dfx:ria:2c14d6d0-62c0-108f-a99d-60bf816a5d86

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 1, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ETHOS FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 18, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 18, 1997
First registration: Jul 1, 1998
Dual registered: yes, broker-dealer
Other names: KIM SOHEE MEYERS|KIM SOTLEE MEYERS
IAPD individual key: 2715130

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ETHOS FINANCIAL GROUP, LLC	Independent wealth	Jan 22, 2025	n/a	yes	KING OF PRUSSIA, PA\|PLANO, TX	Current employment
CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 12, 2006	Mar 31, 2025	no	PLANO, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 8, 2003	Aug 22, 2005	no	DALLAS, TX	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Aug 14, 2003	Dec 19, 2003	no	DALLAS, TX	Previous registration
BANC OF AMERICA SECURITIES LLC	n/a	Sep 3, 2002	Aug 28, 2003	no	DALLAS, TX	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 1, 1998	Aug 12, 2002	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC	ETHOS FINANCIAL GROUP, LLC	Mar 31, 2025	Jan 22, 2025	-68	Firm change after gap	RIA to RIA
J.P. MORGAN SECURITIES LLC	CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC	Aug 22, 2005	Jan 12, 2006	143	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	J.P. MORGAN SECURITIES LLC	Dec 19, 2003	Dec 8, 2003	-11	Firm change	Other
BANC OF AMERICA SECURITIES LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Aug 28, 2003	Aug 14, 2003	-14	Bulk transfer	Other
MORGAN STANLEY DW INC.	BANC OF AMERICA SECURITIES LLC	Aug 12, 2002	Sep 3, 2002	22	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
138524:321748:TX:2025-03-31	Mar 31, 2025	Jan 22, 2025	PLANO, TX	Firm change after gap

Relationships

Registered with (6)

→ ETHOS FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Jan 22, 2025 to presentfactForm ADV
→ CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 12, 2006 to Mar 31, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Dec 8, 2003 to Aug 22, 2005factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 14, 2003 to Dec 19, 2003factForm ADV
→ BANC OF AMERICA SECURITIES LLCRegistered adviserregistration: previous registration
Sep 3, 2002 to Aug 28, 2003factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 1, 1998 to Aug 12, 2002factForm ADV

Dated events

Occurred
Mar 31, 2025
Advisor changed firm
Kim Meyers Sams left Chapwood Capital Investment Management, Llc for Ethos Financial Group, Llc (registered 2025-01-22)
Form ADVobserved 6 days ago