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Advisor at ETHOS FINANCIAL GROUP, LLC
Plano, TX | KING OF PRUSSIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ETHOS FINANCIAL GROUP, LLC | Independent wealth | Jan 24, 2025 | n/a | yes | KING OF PRUSSIA, PA|Plano, TX | Current employment |
| CHAPWOOD CUSTOMHEDGE PORTFOLIO ADVISORY SERVICES, LLC | n/a | Jun 25, 2010 | Dec 8, 2011 | no | n/a | Previous registration |
| CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Dec 1, 2006 | Mar 31, 2025 | no | PLANO, TX | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Dec 19, 2003 | Jun 28, 2005 | no | DALLAS, TX | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Aug 27, 2003 | Dec 19, 2003 | no | DALLAS, TX | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Dec 16, 1987 | Aug 14, 2002 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC | CHAPWOOD CUSTOMHEDGE PORTFOLIO ADVISORY SERVICES, LLC | Mar 31, 2025 | Jun 25, 2010 | -5,393 | Firm change after gap | Other |
| CHAPWOOD CUSTOMHEDGE PORTFOLIO ADVISORY SERVICES, LLC | ETHOS FINANCIAL GROUP, LLC | Dec 8, 2011 | Jan 24, 2025 | 4,796 | Firm change after gap | Other |
| J.P. MORGAN SECURITIES LLC | CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC | Jun 28, 2005 | Dec 1, 2006 | 521 | Firm change after gap | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | J.P. MORGAN SECURITIES LLC | Dec 19, 2003 | Dec 19, 2003 | 0 | Firm change | Other |
| MORGAN STANLEY DW INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Aug 14, 2002 | Aug 27, 2003 | 378 | Firm change | Other |