DFX Intelligence

T••••• F••••••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)12 years in industry

T••••• F••••••• G•••••••••

Advisor at M••••••

Wilmington, DE

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Search this name across graphsid dfx:ria:11a279b3-0a58-56fc-651e-6c4779abb2a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 25, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 25, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Jul 23, 2025	n/a	yes	Wilmington, DE	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jan 31, 2022	Jul 16, 2025	no	WILMINGTON, DE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	M••••••	Jul 16, 2025	Jul 23, 2025	7	Firm change	Ibd to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	O•••• W•••••• I•••	Jan 31, 2022	Jan 31, 2022

Relationships

Registered with (4)

→ M••••••Registered adviserregistration: current employment
Jul 23, 2025 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jan 31, 2022 to Jul 16, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 24, 2015 to Jan 31, 2022factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jul 16, 2025
Advisor changed firm
T••••• F••••••• G••••••••• left O•••• W•••••• I••• for Mariner (registered 2025-07-23)
Form ADVobserved 7 days ago
Occurred
Jan 31, 2022
Advisor changed firm
T••••• F••••••• G••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for O•••• W•••••• I••• (registered 2022-01-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11a279b3-0a58-56fc-651e-6c4779abb2a7
First observed: Oct 25, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.