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Registered advisor
T••••• F••••••• G•••••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as T••••• Fraklin G•••••••••
At current firm
1 y
since Jul 23, 2025
In the industry
12 y
since Oct 25, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• BD affiliated currentsince Jul 23, 2025 · Wilmington, De
- O•••• W•••••• I••• BD affiliatedJan 31, 2022 to Jul 16, 2025 · Wilmington, De
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 24, 2015 to Jan 31, 2022 · Wilmington, De
- M••••• S•••••• wirehouseOct 25, 2013 to Aug 7, 2015 · Greenville, De
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to M••••••left Jul 16, 2025, registered Jul 23, 2025 (7 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• W•••••• I•••left Jan 31, 2022, registered Jan 31, 2022 (0 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 7, 2015, registered Aug 24, 2015 (17 days) · Wirehouse to wirehouse
Signals
- T••••• F••••••• G••••••••• left O•••• W•••••• I••• for Mariner (registered 2025-07-23)Jul 16, 2025 · Advisor changed firm · fact
- T••••• F••••••• G••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for O•••• W•••••• I••• (registered 2022-01-31)Jan 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address