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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

DOUGLAS THEODORE VAN SICKLE

Advisor at STRATEGIC ADVISERS LLC

KATY, TX

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Search this name across graphsid dfx:ria:120df48f-3647-caac-8bb1-3518a8cee419

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 18, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 14, 2006
First registration: Dec 18, 2007
Dual registered: yes, broker-dealer
Other names: DOUG VAN SICKLE
IAPD individual key: 5190668

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	KATY, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Feb 18, 2022	Mar 31, 2025	no	SALT LAKE CITY, UT	Previous registration
EDWARD JONES	National bd RIA	Aug 30, 2017	Oct 6, 2017	no	KATY, TX\|ST LOUIS, MO	Previous registration
NATIXIS ADVISORS, LLC	Bd affiliated wealth	May 6, 2015	Aug 15, 2017	no	MISSOURI CITY, TX	Previous registration
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Former SEC adviser	Dec 18, 2007	May 4, 2015	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
EDWARD JONES	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Oct 6, 2017	Feb 18, 2022	1,596	Firm change after gap	Ibd to ibd
NATIXIS ADVISORS, LLC	EDWARD JONES	Aug 15, 2017	Aug 30, 2017	15	Firm change	Other
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	NATIXIS ADVISORS, LLC	May 4, 2015	May 6, 2015	2	Firm change	Other

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Feb 18, 2022 to Mar 31, 2025factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 30, 2017 to Oct 6, 2017factForm ADV
→ NATIXIS ADVISORS, LLCRegistered adviserregistration: previous registration
May 6, 2015 to Aug 15, 2017factForm ADV
→ AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 18, 2007 to May 4, 2015factForm ADV

Dated events

No dated event names this entity yet.