DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Douglas Theodore Van Sickle
Feed of 09/14/2026
Also filed as Doug Van Sickle
At current firm
1 y
since Mar 31, 2025
In the industry
19 y
since Nov 14, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Katy, Tx
- Fidelity Personal And Workplace Advisors formerFeb 18, 2022 to Mar 31, 2025 · Salt Lake City, Ut
- Edward Jones national BDAug 30, 2017 to Oct 6, 2017 · Katy, Tx
- Natixis Advisors, LLC BD affiliatedMay 6, 2015 to Aug 15, 2017 · Missouri City, Tx
- Amundi Pioneer Institutional Asset Management, Inc. formerDec 18, 2007 to May 4, 2015 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Edward Jones to Fidelity Personal And Workplace Advisorsleft Oct 6, 2017, registered Feb 18, 2022 (1596 days) · Affiliated broker-dealer or bank to another
- Natixis Advisors, LLC to Edward Jonesleft Aug 15, 2017, registered Aug 30, 2017 (15 days) · Other
- Amundi Pioneer Institutional Asset Management, Inc. to Natixis Advisors, LLCleft May 4, 2015, registered May 6, 2015 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address